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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAA
951
DELISTED
Banro Corporation Common Stock
BAA
$20K ﹤0.01%
+3,719
New +$24.6K
MDW
952
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$20K ﹤0.01%
+25,062
New +$22.4K
GAU
953
Galiano Gold
GAU
$455M
$19K ﹤0.01%
+11,766
New +$24.8K
GSS
954
DELISTED
Golden Star Resources Ltd.
GSS
$17K ﹤0.01%
7,644
-192,116
-96% -$447K
GPL
955
DELISTED
Great Panther Mining Limited
GPL
$13K ﹤0.01%
+1,820
New +$14.1K
TLR
956
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$5K ﹤0.01%
+2,269
New +$4.71K
ARCT icon
957
Arcturus Therapeutics
ARCT
$163M
$4K ﹤0.01%
+32
New +$4.02K
ACGL icon
958
Arch Capital
ACGL
$37.2B
– –
-26,484
Closed -$478K
ADEA icon
959
Adeia
ADEA
$2.77B
– –
-54,432
Closed -$279K
ADM icon
960
Archer Daniels Midland
ADM
$40.1B
– –
-40,362
Closed -$1.49M
ADP icon
961
Automatic Data Processing
ADP
$106B
– –
-12,986
Closed -$825K
AEO icon
962
American Eagle Outfitters
AEO
$3.04B
– –
-130,008
Closed -$1.82M
AFB
963
AllianceBernstein National Municipal Income Fund
AFB
$314M
– –
-11,400
Closed -$147K
AGQ icon
964
ProShares Ultra Silver
AGQ
$1.12B
– –
-10,000
Closed -$802K
AIV
965
Aimco
AIV
$375M
– –
-216,166
Closed -$805K
AJG icon
966
Arthur J. Gallagher & Co
AJG
$68.2B
– –
-36,342
Closed -$1.59M
ALGN icon
967
Align Technology
ALGN
$12.6B
– –
-5,700
Closed -$274K
ALK icon
968
Alaska Air
ALK
$5.42B
– –
-14,384
Closed -$450K
ALNY icon
969
Alnylam Pharmaceuticals
ALNY
$38.5B
– –
-4,271
Closed -$273K
AMD icon
970
Advanced Micro Devices
AMD
$741B
– –
-1,049,124
Closed -$3.99M
AMG icon
971
Affiliated Managers Group
AMG
$9.78B
– –
-1,335
Closed -$244K
AMT icon
972
American Tower
AMT
$79.9B
– –
-4,684
Closed -$347K
AN icon
973
AutoNation
AN
$7.37B
– –
-4,065
Closed -$212K
ARE icon
974
Alexandria Real Estate Equities
ARE
$9.41B
– –
-8,040
Closed -$513K
AROC icon
975
Archrock
AROC
$6.19B
– –
-18,200
Closed -$502K
37 38
39
40 41

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.