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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLT
926
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$54K ﹤0.01%
+22,952
New +$119K
ONE
927
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$54K ﹤0.01%
+21,953
New +$83.2K
HL icon
928
CALL
Hecla Mining
HL
$9.76B
$53K ﹤0.01%
+21,200
New +$66.3K
SOL
929
DELISTED
Emeren Group
SOL
$48K ﹤0.01%
+3,220
New +$44.9K
SQNM
930
DELISTED
SEQUENOM INC NEW
SQNM
$48K ﹤0.01%
+16,100
New +$58.9K
LIVE icon
931
Live Ventures
LIVE
$29.4M
$47K ﹤0.01%
+2,640
New +$60.8K
MNI
932
DELISTED
The McClatchy Company Class A Common Stock
MNI
$47K ﹤0.01%
1,395
-581
-29% -$26.6K
HTCH
933
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
$47K ﹤0.01%
12,911
-87,661
-87% -$297K
GCVRZ
934
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$47K ﹤0.01%
100,000
– –
FSM icon
935
Fortuna Silver Mines
FSM
$2.55B
$46K ﹤0.01%
+11,300
New +$57.8K
HNR
936
DELISTED
Harvest Natural Resources
HNR
$43K ﹤0.01%
+2,922
New +$53.3K
FWM
937
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$43K ﹤0.01%
+11,560
New +$58.5K
GERN icon
938
Geron
GERN
$930M
$40K ﹤0.01%
+20,100
New +$49.5K
RTK
939
DELISTED
Rentech, Inc.
RTK
$39K ﹤0.01%
+2,270
New +$49.3K
ATEC icon
940
Alphatec Holdings
ATEC
$1.43B
$37K ﹤0.01%
1,792
-20,410
-92% -$375K
BEBE
941
DELISTED
Bebe Stores Inc
BEBE
$37K ﹤0.01%
1,582
-307
-16% -$8.69K
MVIS icon
942
Microvision
MVIS
$86.6M
$34K ﹤0.01%
+17,467
New +$35.7K
BIOL
943
DELISTED
Biolase, Inc.
BIOL
$34K ﹤0.01%
1
-11
-92% -$311K
C.WS.B
944
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$34K ﹤0.01%
1,000,000
– –
PSUN
945
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$32K ﹤0.01%
+17,837
New +$37.1K
ACLS icon
946
Axcelis
ACLS
$3.69B
$29K ﹤0.01%
+3,632
New +$27.3K
PHIO icon
947
Phio Pharmaceuticals
PHIO
$11.7M
– –
0
– –
UAMY icon
948
United States Antimony
UAMY
$772M
$25K ﹤0.01%
+19,300
New +$28.6K
REE
949
DELISTED
RARE ELEMENT RES LTD
REE
$25K ﹤0.01%
+38,400
New +$42.3K
WYY icon
950
WidePoint Corp
WYY
$99.6M
$24K ﹤0.01%
+1,405
New +$22.8K
36 37
38
39 40

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.