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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTV icon
926
Plus Therapeutics
PSTV
$25.9M
– –
0
– –
TTGT icon
927
TechTarget
TTGT
$323M
$103K 0.01%
+15,027
New +$84.6K
LFVN icon
928
LifeVantage
LFVN
$81.1M
$95K ﹤0.01%
+8,258
New +$116K
RITM icon
929
Rithm Capital
RITM
$5.46B
$93K ﹤0.01%
6,984
-44,716
-86% -$577K
CSG
930
DELISTED
CHAMBERS STR PPTYS COM
CSG
$93K ﹤0.01%
+12,139
New +$103K
GAIN icon
931
Gladstone Investment Corp
GAIN
$655M
$92K ﹤0.01%
+11,409
New +$84.1K
MSO
932
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$86K ﹤0.01%
+20,370
New +$62.2K
PZG icon
933
Paramount Gold Nevada
PZG
$93.5M
$68K ﹤0.01%
73,475
+22,475
+44% +$26K
WILN
934
DELISTED
Wi-LAN Inc.
WILN
$65K ﹤0.01%
+19,489
New +$66.3K
C.WS.B
935
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$62K ﹤0.01%
1,000,000
– –
RTK
936
DELISTED
Rentech, Inc.
RTK
$62K ﹤0.01%
+3,536
New +$64.8K
SVM
937
Silvercorp Metals
SVM
$2.08B
$57K ﹤0.01%
+24,797
New +$68.6K
BPZ
938
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$54K ﹤0.01%
+29,790
New +$59.8K
GFIG
939
DELISTED
GFI GROUP INC
GFIG
$50K ﹤0.01%
+12,738
New +$46.2K
PPP
940
DELISTED
Primero Mining Corp
PPP
$48K ﹤0.01%
+10,934
New +$56.6K
FSM icon
941
Fortuna Silver Mines
FSM
$2.55B
$47K ﹤0.01%
+16,319
New +$55.1K
KMI.WS
942
DELISTED
Kinder Morgan Inc
KMI.WS
$41K ﹤0.01%
10,000
– –
EGIO
943
DELISTED
Edgio, Inc. Common Stock
EGIO
$38K ﹤0.01%
483
-152
-24% -$11.8K
NOR
944
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$38K ﹤0.01%
1,631
-3,240
-67% -$60.5K
GCVRZ
945
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$34K ﹤0.01%
100,000
-375,000
-79% -$453K
RBBN icon
946
Ribbon Communications
RBBN
$361M
$32K ﹤0.01%
+2,011
New +$31K
LSG
947
DELISTED
LAKE SHORE GOLD CORP
LSG
$28K ﹤0.01%
+61,458
New +$24.7K
TRX icon
948
TRX Gold Corp
TRX
$259M
$26K ﹤0.01%
14,879
-373,521
-96% -$786K
BRD
949
DELISTED
BRIGUS GOLD CORP COM STK
BRD
$24K ﹤0.01%
+31,047
New +$20.5K
ALO
950
DELISTED
Alio Gold Inc
ALO
$23K ﹤0.01%
+2,127
New +$27.4K
36 37
38
39 40

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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.