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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
926
CenterPoint Energy
CNP
$28.8B
– –
-11,591
Closed -$272K
COF icon
927
Capital One
COF
$130B
– –
-4,390
Closed -$276K
COST icon
928
Costco
COST
$429B
– –
-1,865
Closed -$206K
CPIX icon
929
Cumberland Pharmaceuticals
CPIX
$102M
– –
-47,979
Closed -$245K
CPRT icon
930
Copart
CPRT
$28.4B
– –
-55,080
Closed -$212K
CSL icon
931
Carlisle Companies
CSL
$14.1B
– –
-11,491
Closed -$716K
CSTM icon
932
Constellium
CSTM
$3.96B
– –
-13,500
Closed -$218K
CVS icon
933
CVS Health
CVS
$140B
– –
-51,465
Closed -$2.94M
CVU icon
934
CPI Aerostructures
CVU
$66M
– –
-28,601
Closed -$310K
D icon
935
Dominion Energy
D
$62.1B
– –
-3,656
Closed -$208K
DAL icon
936
Delta Air Lines
DAL
$58.8B
– –
-11,099
Closed -$208K
DCI icon
937
Donaldson
DCI
$11.1B
– –
-15,565
Closed -$555K
DDD icon
938
3D Systems Corp
DDD
$412M
– –
-181,254
Closed -$7.96M
DDS icon
939
Dillards
DDS
$9.2B
– –
-13,284
Closed -$1.09M
DHI icon
940
D.R. Horton
DHI
$42.3B
– –
-26,996
Closed -$574K
DHF
941
BNY Mellon High Yield Strategies Fund
DHF
$171M
– –
-21,900
Closed -$92K
DIN icon
942
Dine Brands
DIN
$458M
– –
-10,555
Closed -$727K
DLTR icon
943
Dollar Tree
DLTR
$24.4B
– –
-23,862
Closed -$1.21M
DLX icon
944
Deluxe
DLX
$1.25B
– –
-10,438
Closed -$361K
DOX icon
945
Amdocs
DOX
$5.83B
– –
-15,861
Closed -$588K
DRI icon
946
Darden Restaurants
DRI
$23.7B
– –
-6,265
Closed -$283K
DSU icon
947
BlackRock Debt Strategies Fund
DSU
$592M
– –
-10,200
Closed -$130K
EAD
948
Allspring Income Opportunities Fund
EAD
$373M
– –
-14,300
Closed -$135K
ECL icon
949
Ecolab
ECL
$79.6B
– –
-9,011
Closed -$768K
EDD
950
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
– –
-19,300
Closed -$279K
36 37
38
39 40

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.