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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$6.66B
AUM Growth
+$1.84B
Cap. Flow
+$1.39B
Cap. Flow %
20.91%
Top 10 Hldgs %
29.78%
Holding
2,697
New
806
Increased
729
Reduced
554
Closed
597

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$88.5M
2
HP icon
Helmerich & Payne
HP
+$43.1M
3
WFC icon
Wells Fargo
WFC
+$42.7M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$35.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$32.1M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$245M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$70.1M
3
MET icon
MetLife
MET
+$43.5M
4
GD icon
General Dynamics
GD
+$43.2M
5
LHX icon
L3Harris
LHX
+$39.3M

Sector Composition

Rank Sector Weight
1 Financials 11.66%
2 Technology 9.01%
3 Consumer Discretionary 7.23%
4 Industrials 6.92%
5 Energy 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
901
Southern Company
SO
$108B
$1.1M 0.02%
+17,204
New +$1.07M
ATRO icon
902
Astronics
ATRO
$3.21B
$1.09M 0.02%
+47,005
New +$1.15M
ALE
903
DELISTED
Allete
ALE
$1.09M 0.02%
13,472
-4,774
-26% -$395K
CMA
904
DELISTED
Comerica
CMA
$1.09M 0.02%
15,203
-33,784
-69% -$2.32M
CVGW
905
DELISTED
Calavo Growers
CVGW
$1.09M 0.02%
11,993
+7,393
+161% +$661K
TCBI icon
906
Texas Capital Bancshares
TCBI
$4.28B
$1.09M 0.02%
19,138
+10,100
+112% +$576K
DLR icon
907
Digital Realty Trust
DLR
$69.6B
$1.09M 0.02%
+9,075
New +$1.12M
LII icon
908
Lennox International
LII
$15B
$1.09M 0.02%
4,453
-4,715
-51% -$1.17M
BAC icon
909
CALL
Bank of America
BAC
$429B
$1.08M 0.02%
+30,800
New +$995K
F icon
910
Ford
F
$60.9B
$1.08M 0.02%
116,551
-31,041
-21% -$279K
GPN icon
911
CALL
Global Payments
GPN
$24.1B
$1.08M 0.02%
+5,900
New +$1.01M
HAS icon
912
CALL
Hasbro
HAS
$13.5B
$1.08M 0.02%
+10,200
New +$1.06M
IP icon
913
International Paper
IP
$22.6B
$1.07M 0.02%
+24,643
New +$1.03M
FN icon
914
Fabrinet
FN
$14.9B
$1.07M 0.02%
+16,558
New +$958K
GLW icon
915
PUT
Corning
GLW
$107B
$1.07M 0.02%
36,900
-23,700
-39% -$688K
APLE icon
916
Apple Hospitality REIT
APLE
$3.97B
$1.07M 0.02%
65,676
+50,663
+337% +$820K
HI
917
DELISTED
Hillenbrand
HI
$1.07M 0.02%
32,019
+19,780
+162% +$625K
NTR icon
918
Nutrien
NTR
$33.9B
$1.06M 0.02%
22,210
+16,921
+320% +$818K
CARO
919
DELISTED
Carolina Financial Corp.
CARO
$1.06M 0.02%
+24,611
New +$970K
VRTX icon
920
Vertex Pharmaceuticals
VRTX
$123B
$1.06M 0.02%
4,850
+2,599
+115% +$526K
SMH icon
921
PUT
VanEck Semiconductor ETF
SMH
$60.8B
$1.06M 0.02%
15,000
-32,400
-68% -$2.12M
NEM icon
922
PUT
Newmont
NEM
$96.2B
$1.06M 0.02%
+24,400
New +$954K
AMD icon
923
PUT
Advanced Micro Devices
AMD
$700B
$1.06M 0.02%
23,100
-43,200
-65% -$1.59M
BRKR icon
924
Bruker
BRKR
$9.4B
$1.06M 0.02%
+20,767
New +$989K
EQC
925
DELISTED
Equity Commonwealth
EQC
$1.05M 0.02%
32,097
+7,013
+28% +$225K
35 36
37
38 39

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2019 Portfolio in Review

As of Q4 2019, Paloma Partners held 2,697 positions worth $6.66B, up 38% from $4.82B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Paloma Partners deployed $1.39B of net new capital in Q4 2019, opening 806 new positions and adding to 729 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $245M trimmed.

  • Paloma Partners's largest Q4 2019 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2019, an estimated $88.5M increase.
  • Paloma Partners's biggest Q4 2019 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $245M.
  • Paloma Partners fully exited The Southern Company in Q4 2019, selling an estimated $12.4M.
  • Paloma Partners's ten largest holdings make up 30% of its $6.66B portfolio in Q4 2019.
  • Paloma Partners opened 806 new positions and closed 597 in Q4 2019.
  • Paloma Partners's portfolio value rose 38% quarter-over-quarter to $6.66B.

Based on Paloma Partners's 13F filing for Q4 2019, filed 14 Feb 2020.