We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOR
901
DELISTED
ShoreTel, Inc.
SHOR
$74K ﹤0.01%
+11,152
New +$72.1K
PACB icon
902
Pacific Biosciences
PACB
$432M
$72K ﹤0.01%
+14,700
New +$76.9K
SWS
903
DELISTED
SWS GROUP INC
SWS
$72K ﹤0.01%
+10,456
New +$75.7K
MPO
904
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$70K ﹤0.01%
+1,394
New +$89.1K
MUX icon
905
McEwen Inc
MUX
$1.03B
$69K ﹤0.01%
+3,520
New +$94.1K
IMMU
906
DELISTED
Immunomedics Inc
IMMU
$69K ﹤0.01%
+18,495
New +$62.5K
LTS
907
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$69K ﹤0.01%
16,315
-7,321
-31% -$26.4K
IO
908
DELISTED
ION Geophysical Corporation
IO
$69K ﹤0.01%
1,653
-2,607
-61% -$139K
ANR
909
DELISTED
Alpha Natural Resources Inc
ANR
$67K ﹤0.01%
+26,852
New +$92.6K
NAVB
910
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$66K ﹤0.01%
+2,486
New +$65.8K
XNPT
911
DELISTED
XENOPORT, INC.
XNPT
$66K ﹤0.01%
+12,200
New +$59.4K
MM
912
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$66K ﹤0.01%
+35,446
New +$101K
VVTV
913
DELISTED
VALUEVISION MEDIA INC
VVTV
$65K ﹤0.01%
+12,700
New +$61.9K
SFXE
914
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$63K ﹤0.01%
+12,500
New +$83.6K
SRGA
915
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$62K ﹤0.01%
+430
New +$62.3K
ACI
916
DELISTED
ARCH COAL, INC.
ACI
$60K ﹤0.01%
+2,840
New +$85.1K
CRDF icon
917
Cardiff Oncology
CRDF
$63.6M
$59K ﹤0.01%
+178
New +$53.3K
RBCN
918
DELISTED
Rubicon Technology, Inc.
RBCN
$59K ﹤0.01%
+1,390
New +$95.1K
ESI
919
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$59K ﹤0.01%
+13,800
New +$143K
SPDC
920
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$59K ﹤0.01%
+21,418
New +$64.5K
MTSN
921
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$58K ﹤0.01%
+23,289
New +$54.1K
TOVX icon
922
Theriva Biologics
TOVX
$9.8M
$57K ﹤0.01%
+4
New +$65K
ZQK
923
DELISTED
QUICKSILVER,INC.
ZQK
$57K ﹤0.01%
+33,320
New +$94.5K
ANH
924
DELISTED
Anworth Mortgage Asset Corporation
ANH
$55K ﹤0.01%
11,561
-5,155
-31% -$26.4K
XCO
925
DELISTED
Exco Resources
XCO
$54K ﹤0.01%
1,077
-5,198
-83% -$365K
35 36
37
38 39

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.