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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
901
PIMCO High Income Fund
PHK
$863M
– –
-152,608
Closed -$1.78M
PHT
902
DELISTED
Pioneer High Income Fund
PHT
– –
-22,641
Closed -$386K
PRAA icon
903
PRA Group
PRAA
$700M
– –
-14,600
Closed -$771K
PRGO icon
904
Perrigo
PRGO
$1.42B
– –
-2,060
Closed -$317K
PRLB icon
905
Protolabs
PRLB
$1.82B
– –
-5,861
Closed -$417K
PSLV icon
906
Sprott Physical Silver Trust
PSLV
$11.7B
– –
-175,000
Closed -$1.32M
PSO icon
907
Pearson
PSO
$10.3B
– –
-15,379
Closed -$344K
PSTV icon
908
Plus Therapeutics
PSTV
$25.4M
– –
0
– -$104K
PTEN icon
909
Patterson-UTI
PTEN
$3.56B
– –
-15,035
Closed -$380K
PUK icon
910
Prudential
PUK
$36B
– –
-7,592
Closed -$331K
PZG icon
911
Paramount Gold Nevada
PZG
$91.8M
– –
-73,475
Closed -$68K
QCOM icon
912
Qualcomm
QCOM
$176B
– –
-117,151
Closed -$8.7M
RAMP icon
913
LiveRamp
RAMP
$2.3B
– –
-5,519
Closed -$204K
RCI icon
914
Rogers Communications
RCI
$18B
– –
-31,483
Closed -$1.42M
RCS
915
PIMCO Strategic Income Fund
RCS
$246M
– –
-133,220
Closed -$1.3M
RDN icon
916
Radian Group
RDN
$5.2B
– –
-51,345
Closed -$725K
RES icon
917
RPC Inc
RES
$1.18B
– –
-25,375
Closed -$453K
RF icon
918
Regions Financial
RF
$26.4B
– –
-118,900
Closed -$1.18M
RGS icon
919
Regis Corp
RGS
$67.6M
– –
-2,238
Closed -$649K
RHP icon
920
Ryman Hospitality Properties
RHP
$8.43B
– –
-11,267
Closed -$471K
RIG icon
921
Transocean
RIG
$5.72B
– –
-9,201
Closed -$455K
RIGL icon
922
Rigel Pharmaceuticals
RIGL
$693M
– –
-4,576
Closed -$130K
RITM icon
923
Rithm Capital
RITM
$5.47B
– –
-6,984
Closed -$93K
RJF icon
924
Raymond James Financial
RJF
$33.7B
– –
-11,793
Closed -$410K
RQI icon
925
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
– –
-121,810
Closed -$1.16M
35 36
37
38 39

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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.