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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
901
DELISTED
Chesapeake Energy Corporation
CHK
$201K 0.01%
39
-140
-78% -$711K
EPIQ
902
DELISTED
EPIQ SYSTEMS INC
EPIQ
$186K 0.01%
+11,495
New +$175K
DPO
903
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$186K 0.01%
+14,170
New +$178K
XRA
904
DELISTED
Exeter Resources Corporation
XRA
$181K 0.01%
+341,291
New +$220K
STNG icon
905
Scorpio Tankers
STNG
$3.94B
$176K 0.01%
+1,496
New +$168K
ADX icon
906
Adams Diversified Equity Fund
ADX
$3.08B
$164K 0.01%
+12,566
New +$160K
ODP
907
CALL
DELISTED
ODP
ODP
$159K 0.01%
3,000
– –
AOD
908
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$154K 0.01%
+18,435
New +$152K
DRH icon
909
Diamondrock Hospitality Co
DRH
$2.67B
$153K 0.01%
+13,287
New +$151K
PFX icon
910
PhenixFIN
PFX
$83M
$151K 0.01%
+544
New +$152K
IGR
911
CBRE Global Real Estate Income Fund
IGR
$719M
$146K 0.01%
+18,450
New +$149K
BSX icon
912
Boston Scientific
BSX
$68.5B
$144K 0.01%
+12,037
New +$142K
ETW
913
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$137K 0.01%
+11,297
New +$134K
HBAN icon
914
Huntington Bancshares
HBAN
$35B
$136K 0.01%
14,139
-66,150
-82% -$594K
DHX icon
915
DHI Group
DHX
$178M
$132K 0.01%
18,228
-3,072
-14% -$23.6K
SUSQ
916
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$131K 0.01%
10,169
-10,741
-51% -$133K
RIGL icon
917
Rigel Pharmaceuticals
RIGL
$712M
$130K 0.01%
4,576
-1,916
-30% -$56.2K
XRX icon
918
Xerox
XRX
$360M
$121K 0.01%
3,799
-80,760
-96% -$2.32M
KNDI
919
Kandi Technologies Group
KNDI
$63.5M
$118K 0.01%
+10,000
New +$74.5K
QLTI
920
DELISTED
QLT Inc
QLTI
$114K 0.01%
+20,445
New +$101K
S
921
DELISTED
Sprint Corporation
S
$111K 0.01%
+10,255
New +$77.3K
ZQK
922
DELISTED
QUICKSILVER,INC.
ZQK
$108K 0.01%
12,339
+2,139
+21% +$17.3K
GPK icon
923
Graphic Packaging
GPK
$3.45B
$107K 0.01%
11,124
-3,976
-26% -$34.8K
BCF
924
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$107K 0.01%
+12,244
New +$108K
CBZ icon
925
CBIZ
CBZ
$2.51B
$106K 0.01%
+11,642
New +$98.1K
35 36
37
38 39

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MCA
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MWAM
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.