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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRW
901
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-12,550
Closed -$160K
BSX icon
902
Boston Scientific
BSX
$68.5B
– –
-29,468
Closed -$273K
BTZ icon
903
BlackRock Credit Allocation Income Trust
BTZ
$933M
– –
-10,400
Closed -$135K
BXP icon
904
Boston Properties
BXP
$11.2B
– –
-3,599
Closed -$380K
BYD icon
905
Boyd Gaming
BYD
$6.78B
– –
-11,231
Closed -$127K
CAH icon
906
Cardinal Health
CAH
$54.5B
– –
-5,763
Closed -$272K
CAKE icon
907
Cheesecake Factory
CAKE
$4.42B
– –
-5,308
Closed -$222K
CAR icon
908
Avis
CAR
$5.88B
– –
-274,178
Closed -$7.88M
CB icon
909
Chubb
CB
$141B
– –
-13,127
Closed -$1.17M
CBSH icon
910
Commerce Bancshares
CBSH
$8.64B
– –
-100,735
Closed -$2.33M
CCK icon
911
Crown Holdings
CCK
$13.2B
– –
-7,182
Closed -$295K
CDXS icon
912
Codexis
CDXS
$136M
– –
-119,873
Closed -$265K
CDZI icon
913
Cadiz
CDZI
$259M
– –
-55,996
Closed -$258K
CHD icon
914
Church & Dwight Co
CHD
$23.7B
– –
-12,612
Closed -$389K
CHKP icon
915
Check Point Software Technologies
CHKP
$14.1B
– –
-4,140
Closed -$206K
CHRD icon
916
Chord Energy
CHRD
$7.25B
– –
-170,530
Closed -$6.63M
CHW
917
Calamos Global Dynamic Income Fund
CHW
$531M
– –
-13,900
Closed -$127K
CINF icon
918
Cincinnati Financial
CINF
$28.3B
– –
-4,511
Closed -$207K
CL icon
919
Colgate-Palmolive
CL
$74.2B
– –
-38,396
Closed -$2.2M
CLH icon
920
Clean Harbors
CLH
$16B
– –
-10,036
Closed -$507K
CMA
921
DELISTED
Comerica
CMA
– –
-15,875
Closed -$632K
CME icon
922
CME Group
CME
$93.5B
– –
-3,604
Closed -$274K
CMPR icon
923
Cimpress
CMPR
$2.43B
– –
-5,633
Closed -$278K
CMS icon
924
CMS Energy
CMS
$23B
– –
-7,651
Closed -$208K
CNA icon
925
CNA Financial
CNA
$15B
– –
-24,403
Closed -$796K
35 36
37
38 39

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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.