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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTR
876
DELISTED
CytRx Corp
CYTR
$99K ﹤0.01%
+6,471
New +$128K
NVAX icon
877
Novavax
NVAX
$1.21B
$97K ﹤0.01%
+1,165
New +$105K
HLIT icon
878
Harmonic Inc
HLIT
$1.2B
$96K ﹤0.01%
15,049
-1,334
-8% -$8.64K
NGD
879
DELISTED
New Gold Inc
NGD
$96K ﹤0.01%
+18,900
New +$116K
BALT
880
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$96K ﹤0.01%
+23,200
New +$126K
VCRA
881
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$95K ﹤0.01%
+11,730
New +$119K
FLWS icon
882
1-800-Flowers.com
FLWS
$254M
$93K ﹤0.01%
+12,900
New +$75.1K
GGB icon
883
Gerdau
GGB
$9.72B
$93K ﹤0.01%
+24,444
New +$112K
MTEM
884
DELISTED
Molecular Templates, Inc.
MTEM
$93K ﹤0.01%
+156
New +$108K
CBB
885
DELISTED
Cincinnati Bell Inc.
CBB
$91K ﹤0.01%
5,423
+1,317
+32% +$24.8K
ELX
886
DELISTED
EMULEX CORP
ELX
$90K ﹤0.01%
18,300
+3,546
+24% +$19.2K
RIGL icon
887
Rigel Pharmaceuticals
RIGL
$712M
$88K ﹤0.01%
+4,548
New +$128K
VG
888
DELISTED
Vonage Holdings Corporation
VG
$86K ﹤0.01%
+26,095
New +$90.6K
KOPN icon
889
Kopin
KOPN
$654M
$85K ﹤0.01%
24,970
+14,848
+147% +$53.4K
MDGL icon
890
Madrigal Pharmaceuticals
MDGL
$12.4B
$84K ﹤0.01%
+798
New +$111K
RBBN icon
891
Ribbon Communications
RBBN
$361M
$84K ﹤0.01%
+4,936
New +$94.2K
SEAC
892
DELISTED
Seachange International Inc
SEAC
$83K ﹤0.01%
594
+12
+2% +$1.83K
DNDN
893
DELISTED
DENDREON CORPORATION
DNDN
$83K ﹤0.01%
+57,800
New +$101K
MWW
894
DELISTED
Monster Worldwide Inc
MWW
$82K ﹤0.01%
+14,940
New +$89K
ENSV
895
DELISTED
Enservco Corp.
ENSV
$81K ﹤0.01%
+1,492
New +$72K
SVM
896
Silvercorp Metals
SVM
$2.08B
$79K ﹤0.01%
49,425
-40,815
-45% -$75K
BXE
897
DELISTED
Bellatrix Exploration Ltd.
BXE
$79K ﹤0.01%
+2,580
New +$96.4K
SIGM
898
DELISTED
Sigma Designs Inc
SIGM
$78K ﹤0.01%
18,171
-113,728
-86% -$523K
RXII
899
DELISTED
GALENA BIOPHARMA INC COM
RXII
$78K ﹤0.01%
+37,730
New +$78K
IAG icon
900
IAMGOLD
IAG
$8.24B
$77K ﹤0.01%
+27,900
New +$103K
34 35
36
37 38

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HIM
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MCA
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OA
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.