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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
876
BlackRock Income Trust
BKT
$332M
$214K 0.01%
11,007
+3,739
+51% +$73.5K
EEFT icon
877
Euronet Worldwide
EEFT
$3.15B
$214K 0.01%
+4,476
New +$201K
HR
878
DELISTED
Healthcare Realty Trust Incorporated
HR
$214K 0.01%
+10,042
New +$228K
FLR icon
879
Fluor
FLR
$6.89B
$213K 0.01%
+2,659
New +$203K
GBCI icon
880
Glacier Bancorp
GBCI
$6.45B
$213K 0.01%
+7,157
New +$200K
KCG
881
DELISTED
KCG Holdings, Inc.
KCG
$213K 0.01%
+17,843
New +$181K
NDZ
882
DELISTED
NORDION INC COM STK (CDA)
NDZ
$212K 0.01%
+24,932
New +$210K
CTR
883
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$211K 0.01%
+1,912
New +$210K
WPP icon
884
WPP
WPP
$4.59B
$210K 0.01%
+1,832
New +$196K
VLO icon
885
Valero Energy
VLO
$88.7B
$209K 0.01%
+4,125
New +$174K
DBI icon
886
Designer Brands
DBI
$322M
$208K 0.01%
4,868
-5,258
-52% -$228K
MPT
887
Medical Properties Trust
MPT
$2.89B
$208K 0.01%
+17,038
New +$218K
WDC icon
888
Western Digital
WDC
$160B
$208K 0.01%
3,292
-3,107
-49% -$174K
GIVN
889
DELISTED
GIVEN IMAGING LTD
GIVN
$208K 0.01%
+6,923
New +$162K
VIVO
890
DELISTED
Meridian Bioscience Inc
VIVO
$207K 0.01%
+7,785
New +$191K
P
891
DELISTED
Pandora Media Inc
P
$207K 0.01%
+7,797
New +$214K
HPI
892
John Hancock Preferred Income Fund
HPI
$431M
$206K 0.01%
+11,520
New +$212K
SVC
893
Service Properties Trust
SVC
$1.09B
$206K 0.01%
+1,536
New +$214K
VZ icon
894
Verizon
VZ
$201B
$206K 0.01%
4,176
-6,388
-60% -$314K
CPT icon
895
Camden Property Trust
CPT
$11.4B
$204K 0.01%
3,580
-3,567
-50% -$217K
RAMP icon
896
LiveRamp
RAMP
$2.29B
$204K 0.01%
+5,519
New +$184K
HEI icon
897
HEICO Corp
HEI
$50.8B
$203K 0.01%
+8,555
New +$193K
EQC
898
DELISTED
Equity Commonwealth
EQC
$202K 0.01%
8,665
-74,254
-90% -$1.76M
REN
899
DELISTED
Resolute Energy Corporaton
REN
$202K 0.01%
+4,481
New +$206K
MUX icon
900
McEwen Inc
MUX
$1.03B
$201K 0.01%
+10,244
New +$209K
34 35
36
37 38

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.