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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKT icon
851
BlackRock Income Trust
BKT
$332M
$140K 0.01%
+7,333
New +$143K
TNAV
852
DELISTED
Telenav Inc.
TNAV
$140K 0.01%
+20,967
New +$129K
GTN icon
853
Gray Television
GTN
$430M
$139K 0.01%
17,700
+7,097
+67% +$77.7K
SUPN icon
854
Supernus Pharmaceuticals
SUPN
$2.77B
$139K 0.01%
+16,021
New +$145K
EYPT icon
855
EyePoint Inc
EYPT
$1B
$136K 0.01%
+3,068
New +$138K
SGMO
856
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$136K 0.01%
+12,600
New +$165K
SIMG
857
DELISTED
SILICON IMAGE INC
SIMG
$136K 0.01%
+27,010
New +$135K
ZIXI
858
DELISTED
Zix Corporation
ZIXI
$130K 0.01%
37,958
+20,810
+121% +$74.4K
CLS icon
859
Celestica
CLS
$40.3B
$129K 0.01%
+12,750
New +$141K
CCRN
860
DELISTED
Cross Country Healthcare
CCRN
$126K 0.01%
+13,598
New +$104K
RMTI icon
861
Rockwell Medical
RMTI
$27.6M
$126K 0.01%
125
-52
-29% -$58.7K
GLDD
862
DELISTED
Great Lakes Dredge & Dock
GLDD
$125K 0.01%
+20,300
New +$150K
CYS
863
DELISTED
CYS Investments Inc.
CYS
$122K 0.01%
+14,814
New +$134K
MHGC
864
DELISTED
Morgans Hotel Group Co.
MHGC
$116K 0.01%
+14,397
New +$112K
FSYS
865
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$116K 0.01%
+13,000
New +$134K
GNCMA
866
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$114K 0.01%
+10,492
New +$116K
CY
867
DELISTED
Cypress Semiconductor
CY
$114K 0.01%
+11,500
New +$121K
TTMI icon
868
TTM Technologies
TTMI
$11.3B
$110K 0.01%
+16,030
New +$121K
IRDM icon
869
Iridium Communications
IRDM
$4.81B
$108K 0.01%
+12,240
New +$106K
EXTR icon
870
Extreme Networks
EXTR
$3.92B
$107K ﹤0.01%
+22,364
New +$109K
SSRI
871
DELISTED
Silver Standard Resources
SSRI
$102K ﹤0.01%
+16,660
New +$142K
FOLD
872
DELISTED
Amicus Therapeutics
FOLD
$101K ﹤0.01%
17,058
-113,190
-87% -$593K
ENZ
873
DELISTED
Enzo Biochem, Inc.
ENZ
$99K ﹤0.01%
+19,270
New +$103K
ELNK
874
DELISTED
EarthLink Holdings Corp.
ELNK
$99K ﹤0.01%
29,068
+12,658
+77% +$49.7K
EOX
875
DELISTED
EMERALD OIL INC (MT)
EOX
$99K ﹤0.01%
805
-812
-50% -$124K
33 34
35
36 37

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.