We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
851
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$229K 0.01%
+13,584
New +$229K
LYV icon
852
Live Nation Entertainment
LYV
$42.1B
$229K 0.01%
+11,589
New +$217K
DYN
853
DELISTED
Dynegy, Inc.
DYN
$229K 0.01%
+10,633
New +$216K
BEAM
854
DELISTED
BEAM INC COM STK (DE)
BEAM
$229K 0.01%
+3,360
New +$227K
ADI icon
855
Analog Devices
ADI
$178B
$228K 0.01%
4,481
-12,612
-74% -$614K
KS
856
DELISTED
KapStone Paper and Pack Corp.
KS
$228K 0.01%
+8,178
New +$207K
LBTYA icon
857
Liberty Global Class A
LBTYA
$3.49B
$227K 0.01%
6,193
-304,179
-98% -$10.2M
LINC icon
858
Lincoln Educational Services
LINC
$1.33B
$227K 0.01%
+45,583
New +$226K
NTAP icon
859
NetApp
NTAP
$34.2B
$227K 0.01%
5,530
-3,520
-39% -$143K
ETG
860
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$223K 0.01%
+13,181
New +$213K
SGI
861
Somnigroup International
SGI
$15.2B
$223K 0.01%
+16,584
New +$190K
ZION icon
862
Zions Bancorporation
ZION
$10.1B
$222K 0.01%
7,423
-34,682
-82% -$998K
SRC
863
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$222K 0.01%
+5,027
New +$222K
FFIN icon
864
First Financial Bankshares
FFIN
$5.05B
$221K 0.01%
+13,304
New +$208K
ABCO
865
DELISTED
Advisory Board Co
ABCO
$221K 0.01%
+3,478
New +$221K
CVA
866
DELISTED
Covanta Holding Corporation
CVA
$220K 0.01%
12,422
-1,176
-9% -$21.8K
LHO
867
DELISTED
LaSalle Hotel Properties
LHO
$220K 0.01%
+7,136
New +$218K
EVG
868
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$219K 0.01%
+14,321
New +$219K
SCHW
869
Charles Schwab
SCHW
$184B
$219K 0.01%
+8,440
New +$201K
IM
870
DELISTED
Ingram Micro
IM
$219K 0.01%
+9,376
New +$220K
RSX
871
DELISTED
VanEck Russia ETF
RSX
$217K 0.01%
+7,500
New +$216K
MCF
872
DELISTED
Contango Oil & Gas Co.
MCF
$217K 0.01%
+4,585
New +$202K
WAFD icon
873
WaFd
WAFD
$2.71B
$216K 0.01%
+9,279
New +$211K
ABG icon
874
Asbury Automotive
ABG
$4.49B
$215K 0.01%
+4,010
New +$207K
PANW icon
875
Palo Alto Networks
PANW
$260B
$215K 0.01%
22,464
-5,106
-19% -$40.5K
33 34
35
36 37

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.