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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
826
AGNC Investment
AGNC
$12.4B
$197K ﹤0.01%
12,468
-35,898
-74% -$582K
ASAX
827
CALL
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$196K ﹤0.01%
+18,417
New +$180K
HZAC
828
CALL
DELISTED
Horizon Acquisition Corporation
HZAC
$196K ﹤0.01%
+20,000
New +$199K
RC
829
Ready Capital
RC
$258M
$194K ﹤0.01%
+13,470
New +$204K
PLMIU
830
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$194K ﹤0.01%
+19,750
New +$196K
ROIC
831
DELISTED
Retail Opportunity Investments Corp.
ROIC
$192K ﹤0.01%
11,004
+952
+9% +$16.7K
UE icon
832
Urban Edge Properties
UE
$2.86B
$191K ﹤0.01%
10,410
-5,907
-36% -$110K
DAO
833
Youdao
DAO
$2.03B
$189K ﹤0.01%
+15,600
New +$213K
BFX
834
DELISTED
BowFlex Inc.
BFX
$189K ﹤0.01%
20,415
-4,650
-19% -$59.7K
RTL
835
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$189K ﹤0.01%
23,500
+8,461
+56% +$71.5K
STKL
836
DELISTED
SunOpta
STKL
$187K ﹤0.01%
20,930
-19,822
-49% -$200K
XOS icon
837
Xos
XOS
$28.7M
$184K ﹤0.01%
+1,322
New +$334K
REI icon
838
Ring Energy
REI
$315M
$176K ﹤0.01%
59,764
-21,151
-26% -$54K
SUMO
839
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$176K ﹤0.01%
+10,929
New +$217K
HZAC
840
DELISTED
Horizon Acquisition Corporation
HZAC
$174K ﹤0.01%
+17,392
New +$173K
TDAY
841
USA Today Co
TDAY
$1.27B
$170K ﹤0.01%
+25,418
New +$150K
IPVF
842
CALL
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$170K ﹤0.01%
+17,200
New +$169K
KT icon
843
KT
KT
$8.62B
$169K ﹤0.01%
+12,398
New +$176K
STZ icon
844
CALL
Constellation Brands
STZ
$22.2B
$169K ﹤0.01%
800
-4,600
-85% -$1M
GETR
845
CALL
DELISTED
Getaround, Inc.
GETR
$168K ﹤0.01%
17,200
– –
GTPB
846
CALL
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$168K ﹤0.01%
+17,200
New +$169K
SPGS
847
CALL
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$168K ﹤0.01%
+17,200
New +$168K
FINV
848
FinVolution Group
FINV
$1.15B
$167K ﹤0.01%
+29,681
New +$196K
NE icon
849
CALL
Noble Corp
NE
$6.77B
$167K ﹤0.01%
+6,160
New +$147K
VIEW
850
DELISTED
View, Inc. Class A Common Stock
VIEW
$167K ﹤0.01%
+514
New +$181K
32 33
34
35 36

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MCM
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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.