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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
826
DELISTED
Pioneer Energy Services Corp.
PES
$194K 0.01%
+13,806
New +$216K
ASRT
827
DELISTED
Assertio
ASRT
$193K 0.01%
+211
New +$169K
GNW icon
828
Genworth Financial
GNW
$3.85B
$191K 0.01%
14,600
+1,190
+9% +$17.2K
HA
829
DELISTED
Hawaiian Holdings, Inc.
HA
$190K 0.01%
14,100
-24,176
-63% -$349K
NPBC
830
DELISTED
NATL PENN BANCSHARES INC
NPBC
$187K 0.01%
19,189
+6,061
+46% +$61.7K
CROX icon
831
Crocs
CROX
$6.75B
$186K 0.01%
14,766
+2,589
+21% +$38.8K
PGEN icon
832
Precigen
PGEN
$1.97B
$186K 0.01%
+10,463
New +$214K
GTAT
833
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$186K 0.01%
+17,200
New +$262K
BPFH
834
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$183K 0.01%
+14,790
New +$186K
FMBI
835
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$179K 0.01%
+11,135
New +$187K
SID icon
836
Companhia Siderúrgica Nacional
SID
$1.46B
$177K 0.01%
+49,800
New +$229K
MWA icon
837
Mueller Water Products
MWA
$4.05B
$176K 0.01%
+21,203
New +$184K
AZTA icon
838
Azenta
AZTA
$1.33B
$175K 0.01%
+16,713
New +$179K
UCB
839
United Community Banks
UCB
$4.27B
$175K 0.01%
+10,626
New +$177K
MOD icon
840
Modine Manufacturing
MOD
$11B
$174K 0.01%
+14,639
New +$205K
EZPW icon
841
Ezcorp Inc
EZPW
$1.85B
$169K 0.01%
+17,057
New +$177K
AATC
842
DELISTED
Autoscope Technologies Corporation Common Stock
AATC
$169K 0.01%
+47,641
New +$170K
BSX icon
843
Boston Scientific
BSX
$68.5B
$166K 0.01%
+14,011
New +$176K
MACK
844
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$166K 0.01%
+2,392
New +$128K
ACCO icon
845
Acco Brands
ACCO
$401M
$164K 0.01%
23,763
+11,296
+91% +$79.1K
PWE
846
DELISTED
Penn West Energy Petroleum Ltd
PWE
$161K 0.01%
+23,700
New +$187K
CVBF icon
847
CVB Financial
CVBF
$4.02B
$158K 0.01%
+11,075
New +$171K
DENN
848
DELISTED
Denny's
DENN
$155K 0.01%
+22,096
New +$150K
HOV icon
849
Hovnanian Enterprises
HOV
$800M
$149K 0.01%
+1,625
New +$172K
CVEO icon
850
Civeo
CVEO
$376M
$145K 0.01%
+1,042
New +$313K
32 33
34
35 36

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.