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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOR
826
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$83K ﹤0.01%
4,871
+3,391
+229% +$71.3K
EGY icon
827
Vaalco Energy
EGY
$540M
$80K ﹤0.01%
+14,400
New +$84.9K
C.WS.B
828
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$79K ﹤0.01%
1,000,000
– –
FST
829
DELISTED
FOREST OIL CORPORATION
FST
$79K ﹤0.01%
+13,000
New +$69.7K
PVA
830
DELISTED
PENN VIRGINIA CORP
PVA
$78K ﹤0.01%
+11,800
New +$61.4K
ELX
831
DELISTED
EMULEX CORP
ELX
$78K ﹤0.01%
+10,000
New +$77.7K
EXK
832
Endeavour Silver
EXK
$2.29B
$77K ﹤0.01%
18,000
+986
+6% +$4.19K
ZQK
833
DELISTED
QUICKSILVER,INC.
ZQK
$72K ﹤0.01%
+10,200
New +$63.7K
HOV icon
834
Hovnanian Enterprises
HOV
$800M
$70K ﹤0.01%
+536
New +$71.7K
THM
835
International Tower Hill Mines
THM
$500M
$69K ﹤0.01%
221,200
+146,115
+195% +$80.7K
PGH
836
DELISTED
Pengrowth Energy Corporation
PGH
$69K ﹤0.01%
+11,600
New +$65.1K
DENN
837
DELISTED
Denny's
DENN
$67K ﹤0.01%
11,002
-10,017
-48% -$58.4K
ELNK
838
DELISTED
EarthLink Holdings Corp.
ELNK
$67K ﹤0.01%
13,500
+1,773
+15% +$9.91K
PZG icon
839
Paramount Gold Nevada
PZG
$93.5M
$66K ﹤0.01%
+51,000
New +$70.6K
AKS
840
DELISTED
AK Steel Holding Corp
AKS
$65K ﹤0.01%
+17,300
New +$61.6K
RSH
841
DELISTED
RADIOSHACK CORP
RSH
$65K ﹤0.01%
+19,200
New +$61.5K
NIHD
842
DELISTED
NII HOLDINGS INC CL B
NIHD
$64K ﹤0.01%
+10,500
New +$70.9K
PKD
843
DELISTED
Parker Drilling Company
PKD
$63K ﹤0.01%
+740
New +$64.5K
ANR
844
DELISTED
Alpha Natural Resources Inc
ANR
$63K ﹤0.01%
+10,500
New +$61.6K
KGC icon
845
Kinross Gold
KGC
$28.1B
$62K ﹤0.01%
+12,200
New +$64.5K
ACI
846
DELISTED
ARCH COAL, INC.
ACI
$59K ﹤0.01%
+1,440
New +$62.5K
NSU
847
DELISTED
Nevsun Resources Ltd.
NSU
$55K ﹤0.01%
17,200
-354,310
-95% -$1.15M
CXE
848
DELISTED
MFS High Income Municipal Trust
CXE
$52K ﹤0.01%
11,300
-800
-7% -$3.65K
XOMA
849
DELISTED
Xoma
XOMA
$49K ﹤0.01%
550
-1,696
-76% -$154K
EGIO
850
DELISTED
Edgio, Inc. Common Stock
EGIO
$49K ﹤0.01%
+635
New +$55.7K
32 33
34
35 36

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.