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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
801
Quest Diagnostics
DGX
$26.3B
$1.32M 0.02%
15,589
-7,709
-33% -$647K
A icon
802
CALL
Agilent Technologies
A
$39.4B
$1.32M 0.02%
28,000
– –
A icon
803
PUT
Agilent Technologies
A
$39.4B
$1.32M 0.02%
28,000
– –
AIZ icon
804
Assurant
AIZ
$13.9B
$1.32M 0.02%
14,290
-15,091
-51% -$1.32M
ENB icon
805
Enbridge
ENB
$122B
$1.32M 0.02%
29,820
+12,540
+73% +$526K
CBL
806
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.31M 0.02%
108,144
+21,035
+24% +$256K
ITT icon
807
ITT
ITT
$17.7B
$1.31M 0.02%
36,609
+8,505
+30% +$291K
UPS icon
808
CALL
United Parcel Service
UPS
$91.4B
$1.31M 0.02%
12,000
-24,000
-67% -$2.62M
UPS icon
809
PUT
United Parcel Service
UPS
$91.4B
$1.31M 0.02%
12,000
-24,000
-67% -$2.62M
MTOR
810
DELISTED
MERITOR, Inc.
MTOR
$1.31M 0.02%
117,888
+10,962
+10% +$107K
FDX icon
811
FedEx
FDX
$73.2B
$1.3M 0.02%
7,472
-43,084
-85% -$7.05M
OCSL icon
812
Oaktree Specialty Lending
OCSL
$1.05B
$1.3M 0.02%
74,847
-327
-0.4% -$5.61K
HELE icon
813
Helen of Troy
HELE
$676M
$1.3M 0.02%
15,118
+6,287
+71% +$589K
OLED icon
814
Universal Display
OLED
$3.84B
$1.3M 0.02%
+23,479
New +$1.49M
HAL icon
815
PUT
Halliburton
HAL
$26.5B
$1.3M 0.02%
29,000
-22,700
-44% -$991K
VISN
816
Vistance Networks Inc
VISN
$2.6B
$1.3M 0.02%
43,148
+29,563
+218% +$892K
QVCGA
817
DELISTED
QVC Group Inc Series A
QVCGA
$1.3M 0.02%
1,337
-578
-30% -$637K
WHR icon
818
CALL
Whirlpool
WHR
$2.53B
$1.3M 0.02%
8,000
– –
WHR icon
819
PUT
Whirlpool
WHR
$2.53B
$1.3M 0.02%
8,000
– –
CNO icon
820
CNO Financial Group
CNO
$4.99B
$1.29M 0.02%
84,802
-47,891
-36% -$781K
EMN icon
821
PUT
Eastman Chemical
EMN
$7.85B
$1.29M 0.02%
19,100
-30,600
-62% -$2.05M
RHT
822
CALL
DELISTED
Red Hat Inc
RHT
$1.29M 0.02%
16,000
– –
RHT
823
PUT
DELISTED
Red Hat Inc
RHT
$1.29M 0.02%
16,000
– –
FRGI
824
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1.28M 0.02%
+53,533
New +$1.29M
XRAY icon
825
Dentsply Sirona
XRAY
$2.66B
$1.28M 0.02%
21,592
-22,962
-52% -$1.41M
31 32
33
34 35

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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.