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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
801
Hercules Capital
HTGC
$3.01B
– –
-15,250
Closed -$250K
HWC icon
802
Hancock Whitney
HWC
$6.16B
– –
-8,254
Closed -$303K
HYI
803
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
– –
-31,046
Closed -$550K
IBM icon
804
CALL
IBM
IBM
$215B
– –
-31,380
Closed -$5.63M
IFF icon
805
International Flavors & Fragrances
IFF
$20.2B
– –
-75,786
Closed -$6.52M
IGD
806
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
– –
-158,784
Closed -$1.42M
IGR
807
CBRE Global Real Estate Income Fund
IGR
$721M
– –
-18,450
Closed -$146K
IHD
808
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$126M
– –
-77,085
Closed -$906K
IMOS
809
ChipMOS TECHNOLOGIES
IMOS
$1.73B
– –
-45,377
Closed -$962K
INCY icon
810
Incyte
INCY
$26.3B
– –
-12,485
Closed -$633K
INGR icon
811
Ingredion
INGR
$6.46B
– –
-14,465
Closed -$990K
INTU icon
812
Intuit
INTU
$86.1B
– –
-56,143
Closed -$4.28M
IRBT
813
DELISTED
iRobot
IRBT
– –
-60,337
Closed -$2.1M
ISD
814
PGIM High Yield Bond Fund
ISD
$415M
– –
-34,747
Closed -$604K
ISRG icon
815
Intuitive Surgical
ISRG
$130B
– –
-65,070
Closed -$2.78M
IT icon
816
Gartner
IT
$10.5B
– –
-5,086
Closed -$361K
JACK icon
817
Jack in the Box
JACK
$309M
– –
-23,656
Closed -$1.18M
JLL icon
818
Jones Lang LaSalle
JLL
$15.9B
– –
-6,707
Closed -$686K
JPI
819
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-13,422
Closed -$296K
KBR icon
820
KBR
KBR
$4.74B
– –
-24,692
Closed -$788K
KEY icon
821
KeyCorp
KEY
$24.1B
– –
-162,357
Closed -$2.18M
KIO
822
KKR Income Opportunities Fund
KIO
$452M
– –
-24,344
Closed -$437K
KMI icon
823
CALL
Kinder Morgan
KMI
$70.7B
– –
-63,000
Closed -$2.27M
KMPR icon
824
Kemper
KMPR
$1.82B
– –
-6,247
Closed -$255K
KMX icon
825
CarMax
KMX
$8.29B
– –
-8,518
Closed -$401K
31 32
33
34 35

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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MC
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CTAF
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MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.