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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNR
801
DELISTED
Harvest Natural Resources
HNR
$131K 0.01%
6,100
-36,752
-86% -$666K
GPK icon
802
Graphic Packaging
GPK
$3.45B
$129K 0.01%
+15,100
New +$129K
NPKI
803
NPK International
NPKI
$1.09B
$127K 0.01%
10,000
-5,317
-35% -$62.6K
DSM
804
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$126K 0.01%
16,400
+800
+5% +$6.07K
MCP
805
DELISTED
MOLYCORP INC COM STK
MCP
$125K ﹤0.01%
+19,100
New +$128K
SNV
806
DELISTED
Synovus
SNV
$120K ﹤0.01%
5,209
+3,105
+148% +$70.7K
VG
807
DELISTED
Vonage Holdings Corporation
VG
$119K ﹤0.01%
+38,000
New +$119K
SD
808
DELISTED
SANDRIDGE ENERGY, INC.
SD
$117K ﹤0.01%
+20,072
New +$108K
EVN
809
Eaton Vance Municipal Income Trust
EVN
$421M
$114K ﹤0.01%
+10,338
New +$113K
IL
810
DELISTED
IntraLinks Holdings Inc.
IL
$114K ﹤0.01%
+13,000
New +$114K
PMX
811
DELISTED
PIMCO Municipal Income Fund III
PMX
$111K ﹤0.01%
10,600
-1,700
-14% -$17.5K
NG icon
812
NovaGold Resources
NG
$2.55B
$109K ﹤0.01%
+47,900
New +$125K
KEM
813
DELISTED
KEMET Corporation
KEM
$109K ﹤0.01%
+26,000
New +$112K
IDTI
814
DELISTED
Integrated Device Technology I
IDTI
$106K ﹤0.01%
11,245
-19,483
-63% -$173K
WG
815
DELISTED
Willbros Group
WG
$106K ﹤0.01%
+11,600
New +$97.5K
NKTR icon
816
Nektar Therapeutics
NKTR
$2.39B
$105K ﹤0.01%
+667
New +$123K
OIA icon
817
Invesco Municipal Income Opportunities Trust
OIA
$293M
$104K ﹤0.01%
16,500
+2,313
+16% +$14.4K
AVID
818
DELISTED
Avid Technology Inc
AVID
$103K ﹤0.01%
+17,100
New +$98.8K
LSTA icon
819
Lisata Therapeutics
LSTA
$10.6M
$94K ﹤0.01%
+73
New +$81.1K
RAD
820
DELISTED
Rite Aid Corporation
RAD
$94K ﹤0.01%
+985
New +$67.2K
CIM
821
Chimera Investment
CIM
$1.06B
$93K ﹤0.01%
+2,044
New +$90.9K
PCK
822
DELISTED
Pimco California Municipal Income Fund II
PCK
$92K ﹤0.01%
+10,100
New +$93.7K
CBB
823
DELISTED
Cincinnati Bell Inc.
CBB
$90K ﹤0.01%
+6,620
New +$105K
MFM
824
Aberdeen Municipal Income Fund
MFM
$221M
$88K ﹤0.01%
13,734
+1,734
+14% +$10.9K
MPO
825
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$88K ﹤0.01%
1,710
-100
-6% -$5.32K
31 32
33
34 35

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.