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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
776
PUT
DELISTED
Citrix Systems Inc
CTXS
$1.36M 0.02%
+20,093
New +$1.37M
DEI icon
777
Douglas Emmett
DEI
$2.01B
$1.36M 0.02%
37,175
-23,333
-39% -$863K
EMN icon
778
Eastman Chemical
EMN
$7.85B
$1.36M 0.02%
20,052
-24,239
-55% -$1.63M
VOYA icon
779
Voya Financial
VOYA
$9.01B
$1.36M 0.02%
47,120
-48,478
-51% -$1.32M
OTEX icon
780
Open Text
OTEX
$5.99B
$1.35M 0.02%
41,760
+23,916
+134% +$747K
WBC
781
DELISTED
WABCO HOLDINGS INC.
WBC
$1.35M 0.02%
11,908
-14,061
-54% -$1.43M
BRCD
782
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.35M 0.02%
146,122
+12,848
+10% +$120K
WOR icon
783
Worthington Enterprises
WOR
$2.85B
$1.35M 0.02%
45,520
-32,076
-41% -$857K
DGI
784
DELISTED
DigitalGlobe Inc.
DGI
$1.35M 0.02%
+49,042
New +$1.26M
J icon
785
Jacobs Solutions
J
$16.3B
$1.35M 0.02%
31,489
+1,729
+6% +$75K
DLX icon
786
Deluxe
DLX
$1.27B
$1.35M 0.02%
+20,140
New +$1.37M
V icon
787
Visa
V
$694B
$1.34M 0.02%
16,212
-62,182
-79% -$4.98M
BMY icon
788
CALL
Bristol-Myers Squibb
BMY
$132B
$1.34M 0.02%
24,800
-789,200
-97% -$50.7M
BMY icon
789
PUT
Bristol-Myers Squibb
BMY
$132B
$1.34M 0.02%
24,800
-624,400
-96% -$40.1M
DIA icon
790
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$1.33M 0.02%
7,297
-2,951
-29% -$542K
AER icon
791
AerCap
AER
$23.8B
$1.33M 0.02%
34,630
-1,494
-4% -$56.4K
BFH icon
792
Bread Financial
BFH
$4.25B
$1.33M 0.02%
7,786
+2,823
+57% +$481K
EXC icon
793
CALL
Exelon
EXC
$49.4B
$1.33M 0.02%
+56,080
New +$1.41M
EXC icon
794
PUT
Exelon
EXC
$49.4B
$1.33M 0.02%
+56,080
New +$1.41M
VZ icon
795
Verizon
VZ
$202B
$1.33M 0.02%
25,603
+21,471
+520% +$1.15M
MIK
796
DELISTED
Michaels Stores, Inc
MIK
$1.33M 0.02%
54,964
+26,520
+93% +$679K
AON icon
797
Aon
AON
$80.9B
$1.32M 0.02%
11,777
-54,593
-82% -$6.02M
XLP icon
798
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$1.32M 0.02%
+24,900
New +$1.36M
MENT
799
DELISTED
Mentor Graphics Corp
MENT
$1.32M 0.02%
50,062
-33,585
-40% -$763K
CF icon
800
CF Industries
CF
$19B
$1.32M 0.02%
54,321
-35,946
-40% -$877K
30 31
32
33 34

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.