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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEF.B icon
776
Greif Class B
GEF.B
$4.02B
– –
-6,135
Closed -$361K
GEO icon
777
The GEO Group
GEO
$4.11B
– –
-13,614
Closed -$292K
GEOS icon
778
Geospace Technologies
GEOS
$88.4M
– –
-3,147
Closed -$298K
GES
779
DELISTED
Guess Inc
GES
– –
-32,711
Closed -$1.02M
GGN
780
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
– –
-88,928
Closed -$802K
GIB icon
781
CGI
GIB
$15B
– –
-68,357
Closed -$2.29M
GLD icon
782
CALL
SPDR Gold Trust
GLD
$131B
– –
-600,000
Closed -$69.7M
GOOG icon
783
Alphabet (Google) Class C
GOOG
$4.07T
– –
-12,928
Closed -$361K
GPC icon
784
Genuine Parts
GPC
$17.9B
– –
-15,643
Closed -$1.3M
GPK icon
785
Graphic Packaging
GPK
$3.45B
– –
-11,124
Closed -$107K
GPN icon
786
Global Payments
GPN
$23.9B
– –
-22,038
Closed -$716K
GRC icon
787
Gorman-Rupp
GRC
$2.18B
– –
-8,381
Closed -$280K
HAE icon
788
Haemonetics
HAE
$3.75B
– –
-25,611
Closed -$1.08M
HD icon
789
Home Depot
HD
$343B
– –
-103,516
Closed -$8.52M
HEI icon
790
HEICO Corp
HEI
$50.8B
– –
-8,555
Closed -$203K
HIG icon
791
Hartford Financial Services
HIG
$39.3B
– –
-264,475
Closed -$9.58M
HIX
792
Western Asset High Income Fund II
HIX
$349M
– –
-47,059
Closed -$424K
HLX icon
793
Helix Energy Solutions
HLX
$1.35B
– –
-12,255
Closed -$284K
HOG icon
794
Harley-Davidson
HOG
$2.66B
– –
-10,608
Closed -$734K
HPF
795
John Hancock Preferred Income Fund II
HPF
$342M
– –
-26,745
Closed -$479K
HPI
796
John Hancock Preferred Income Fund
HPI
$431M
– –
-11,520
Closed -$206K
HPS
797
John Hancock Preferred Income Fund III
HPS
$456M
– –
-39,308
Closed -$613K
HRL icon
798
Hormel Foods
HRL
$14.1B
– –
-51,024
Closed -$1.15M
HSIC icon
799
Henry Schein
HSIC
$9.76B
– –
-9,703
Closed -$434K
HST icon
800
Host Hotels & Resorts
HST
$17.4B
– –
-15,560
Closed -$302K
30 31
32
33 34

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.