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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
776
PIMCO Municipal Income Fund II
PML
$487M
$143K 0.01%
12,964
-1,536
-11% -$17K
NQM
777
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$143K 0.01%
10,394
-306
-3% -$4.12K
NPI
778
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$143K 0.01%
11,187
-1,613
-13% -$20.1K
NPP
779
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$143K 0.01%
10,561
-1,239
-11% -$16.6K
NQI
780
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$143K 0.01%
+11,600
New +$141K
NMO
781
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$143K 0.01%
11,700
-400
-3% -$4.83K
KTF
782
DWS Municipal Income Trust
KTF
$346M
$142K 0.01%
11,500
+1,100
+11% +$13.4K
MVF
783
DELISTED
BlackRock MuniVest Fund
MVF
$142K 0.01%
15,200
+1,900
+14% +$17.7K
NEA icon
784
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$142K 0.01%
11,400
-2,000
-15% -$24.6K
NRK icon
785
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$142K 0.01%
11,595
-1,105
-9% -$13.6K
NUV icon
786
Nuveen Municipal Value Fund
NUV
$1.91B
$142K 0.01%
15,600
-2,600
-14% -$23.7K
PMF
787
DELISTED
PIMCO Municipal Income Fund
PMF
$142K 0.01%
+11,400
New +$140K
PMO
788
Franklin Municipal Opportunities Trust
PMO
$282M
$142K 0.01%
13,000
-1,600
-11% -$17.3K
NIO
789
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$142K 0.01%
10,900
-1,600
-13% -$20.8K
NQS
790
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$142K 0.01%
11,151
-49
-0.4% -$622
VKI icon
791
Invesco Advantage Municipal Income Trust II
VKI
$398M
$141K 0.01%
13,200
-906
-6% -$9.6K
NXZ
792
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$140K 0.01%
+10,800
New +$139K
MUE
793
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$139K 0.01%
+11,000
New +$137K
MYD
794
DELISTED
BlackRock MuniYield Fund
MYD
$139K 0.01%
10,399
-1,001
-9% -$13.4K
NKX icon
795
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$139K 0.01%
11,300
-500
-4% -$6.14K
MEN
796
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$139K 0.01%
13,100
+1,900
+17% +$20.2K
JAKK icon
797
Jakks Pacific
JAKK
$305M
$137K 0.01%
3,050
+2,038
+201% +$132K
PWE
798
DELISTED
Penn West Energy Petroleum Ltd
PWE
$137K 0.01%
+12,400
New +$144K
MYN icon
799
BlackRock MuniYield New York Quality Fund
MYN
$375M
$133K 0.01%
10,700
+500
+5% +$6.2K
JE
800
DELISTED
Just Energy Group Inc
JE
$133K 0.01%
635
-201
-24% -$43.4K
30 31
32
33 34

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.