We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
751
Lam Research
LRCX
$337B
$254K 0.01%
34,000
-352,000
-91% -$2.51M
CAA
752
DELISTED
CalAtlantic Group, Inc.
CAA
$254K 0.01%
6,783
+36
+0.5% +$1.45K
MKSI icon
753
MKS Inc
MKSI
$19.3B
$253K 0.01%
+7,575
New +$248K
TRP icon
754
TC Energy
TRP
$70.5B
$252K 0.01%
+4,900
New +$253K
CRVL icon
755
CorVel
CRVL
$3.14B
$251K 0.01%
+22,104
New +$298K
HOLX
756
DELISTED
Hologic
HOLX
$250K 0.01%
10,270
-118,373
-92% -$2.99M
SVC
757
Service Properties Trust
SVC
$1.09B
$250K 0.01%
+1,878
New +$272K
BITA
758
DELISTED
Bitauto Holdings Limited
BITA
$250K 0.01%
+3,200
New +$224K
FWRD icon
759
Forward Air
FWRD
$467M
$248K 0.01%
+5,520
New +$258K
CXO
760
DELISTED
CONCHO RESOURCES INC.
CXO
$248K 0.01%
1,979
-8,565
-81% -$1.17M
MTB icon
761
CALL
M&T Bank
MTB
$36.6B
$247K 0.01%
+2,000
New +$246K
MU icon
762
PUT
Micron Technology
MU
$927B
$247K 0.01%
+7,200
New +$233K
TXNM
763
TXNM Energy Inc
TXNM
$6.43B
$246K 0.01%
9,900
-508
-5% -$13.5K
TRAK
764
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$245K 0.01%
+5,623
New +$238K
FTR
765
DELISTED
Frontier Communications Corp.
FTR
$245K 0.01%
2,513
+1,500
+148% +$143K
AVGO icon
766
Broadcom
AVGO
$1.81T
$244K 0.01%
28,000
-1,800
-6% -$14.1K
DMND
767
DELISTED
DIAMOND FOODS, INC.
DMND
$243K 0.01%
+8,481
New +$234K
JBL icon
768
Jabil
JBL
$31.7B
$242K 0.01%
12,000
-25,400
-68% -$531K
SEM
769
DELISTED
Select Medical
SEM
$242K 0.01%
+37,413
New +$289K
CONN
770
DELISTED
Conn's Inc.
CONN
$242K 0.01%
+7,991
New +$311K
JE
771
DELISTED
Just Energy Group Inc
JE
$242K 0.01%
+1,580
New +$289K
BALL icon
772
Ball Corp
BALL
$17.8B
$240K 0.01%
+7,602
New +$242K
WR
773
DELISTED
Westar Energy Inc
WR
$240K 0.01%
7,040
-760
-10% -$27.5K
ARCB icon
774
ArcBest
ARCB
$3.33B
$239K 0.01%
+6,400
New +$243K
CPRX
775
DELISTED
Catalyst Pharmaceutical
CPRX
$239K 0.01%
+71,994
New +$188K
29 30
31
32 33

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.