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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
751
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-26,117
Closed -$285K
EVG
752
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-14,321
Closed -$219K
EVT icon
753
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-13,603
Closed -$259K
EXK
754
Endeavour Silver
EXK
$2.29B
– –
-181,307
Closed -$655K
EXR icon
755
Extra Space Storage
EXR
$32.2B
– –
-14,018
Closed -$591K
F icon
756
Ford
F
$59.6B
– –
-115,359
Closed -$1.78M
FAF icon
757
First American
FAF
$8.08B
– –
-20,773
Closed -$586K
FAST icon
758
Fastenal
FAST
$55.2B
– –
-65,964
Closed -$784K
FCN icon
759
FTI Consulting
FCN
$5.04B
– –
-39,720
Closed -$1.63M
FCT
760
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-76,091
Closed -$1.1M
FFIN icon
761
First Financial Bankshares
FFIN
$5.05B
– –
-13,304
Closed -$221K
FICO icon
762
Fair Isaac
FICO
$31B
– –
-3,793
Closed -$238K
FIVE icon
763
Five Below
FIVE
$11.5B
– –
-13,388
Closed -$578K
FL
764
DELISTED
Foot Locker
FL
– –
-22,468
Closed -$931K
FNV icon
765
Franco-Nevada
FNV
$40.6B
– –
-51,602
Closed -$2.1M
FRT icon
766
Federal Realty Investment Trust
FRT
$10.9B
– –
-5,593
Closed -$567K
FSLR icon
767
First Solar
FSLR
$21.8B
– –
-4,780
Closed -$261K
FULT icon
768
Fulton Financial
FULT
$4.73B
– –
-44,374
Closed -$580K
FWONA icon
769
Liberty Media Series A
FWONA
$23.3B
– –
-75,439
Closed -$1.96M
GAIN icon
770
Gladstone Investment Corp
GAIN
$655M
– –
-11,409
Closed -$92K
GAM
771
General American Investors Company
GAM
$1.54B
– –
-12,495
Closed -$440K
GATX icon
772
GATX Corp
GATX
$6.6B
– –
-8,054
Closed -$420K
GAU
773
Galiano Gold
GAU
$455M
– –
-11,766
Closed -$19K
GBCI icon
774
Glacier Bancorp
GBCI
$6.45B
– –
-7,157
Closed -$213K
GDV icon
775
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-23,222
Closed -$488K
29 30
31
32 33

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.