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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Ross Stores
ROST
$80.5B
| $325K | 0.02% |
8,654
-20,680
| -70% | -$777K |
|
|
FAM
752
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $325K | 0.02% |
+23,124
| New | +$328K |
|
753
AES
AES
$10.6B
| $324K | 0.02% |
22,388
-5,612
| -20% | -$79.9K |
|
|
LOCK
754
DELISTED
LifeLock, Inc.
LOCK
| $324K | 0.02% |
+19,749
| New | +$311K |
|
|
NDP
755
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $323K | 0.02% |
+1,608
| New | +$318K |
|
756
HF Sinclair
DINO
$16.1B
| $318K | 0.02% |
+6,405
| New | +$292K |
|
757
Perrigo
PRGO
$1.43B
| $317K | 0.02% |
2,060
-340
| -14% | -$49K |
|
|
MJN
758
DELISTED
Mead Johnson Nutrition Company
MJN
| $317K | 0.02% |
+3,792
| New | +$309K |
|
|
JOBS
759
DELISTED
51job Inc
JOBS
| $316K | 0.02% |
+8,106
| New | +$302K |
|
|
MENT
760
DELISTED
Mentor Graphics Corp
MENT
| $312K | 0.02% |
+12,968
| New | +$293K |
|
761
CoreCivic
CXW
$3.03B
| $311K | 0.02% |
+9,711
| New | +$338K |
|
762
Eaton
ETN
$150B
| $311K | 0.02% |
4,090
-6,058
| -60% | -$431K |
|
763
Micron Technology
MU
$927B
| $311K | 0.02% |
+14,253
| New | +$277K |
|
764
Adobe
ADBE
$99B
| $310K | 0.02% |
5,184
-109,161
| -95% | -$6.03M |
|
765
Brown-Forman Class B
BF.B
$13.3B
| $310K | 0.02% |
12,813
-5,937
| -32% | -$139K |
|
|
IVH
766
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $309K | 0.02% |
+17,203
| New | +$305K |
|
|
MBFI
767
DELISTED
MB Financial Corp
MBFI
| $308K | 0.02% |
9,569
-690
| -7% | -$21K |
|
768
Coeur Mining
CDE
$15.4B
| $307K | 0.02% |
28,334
-101,466
| -78% | -$1.14M |
|
769
Exelon
EXC
$48.4B
| $307K | 0.02% |
15,702
+2,243
| +17% | +$45.1K |
|
770
California Water Service
CWT
$3.14B
| $306K | 0.02% |
13,270
-8,165
| -38% | -$178K |
|
771
Tennant Co
TNC
$1.5B
| $306K | 0.02% |
+4,512
| New | +$288K |
|
772
WD-40
WDFC
$3.08B
| $306K | 0.02% |
+4,100
| New | +$293K |
|
|
FNGN
773
DELISTED
Financial Engines, Inc.
FNGN
| $306K | 0.02% |
+4,405
| New | +$271K |
|
774
Leggett & Platt
LEG
$1.47B
| $305K | 0.02% |
9,874
-5,429
| -35% | -$162K |
|
775
Meritage Homes
MTH
$4.89B
| $304K | 0.02% |
+12,688
| New | +$275K |
|
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HIM
MCA
OA
MC
CTAF
MWAM
Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.