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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
751
Invesco Quality Municipal Securities
IQI
$529M
$146K 0.01%
12,587
-1,513
-11% -$17.2K
NMZ icon
752
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$146K 0.01%
12,500
+200
+2% +$2.32K
BFK
753
DELISTED
BlackRock Municipal Income Trust
BFK
$145K 0.01%
11,200
-1,100
-9% -$14K
BKT icon
754
BlackRock Income Trust
BKT
$332M
$145K 0.01%
7,268
+1,401
+24% +$27.4K
NZF icon
755
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$145K 0.01%
11,400
-1,600
-12% -$19.9K
ODP
756
CALL
DELISTED
ODP
ODP
$145K 0.01%
3,000
– –
PMM
757
Franklin Managed Municipal Income Trust
PMM
$270M
$145K 0.01%
21,200
+7,200
+51% +$48.7K
VGM icon
758
Invesco Trust Investment Grade Municipals
VGM
$553M
$145K 0.01%
11,600
-900
-7% -$11.1K
VMO icon
759
Invesco Municipal Opportunity Trust
VMO
$654M
$145K 0.01%
12,300
-1,000
-8% -$11.7K
NPM
760
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$145K 0.01%
11,100
-1,600
-13% -$20.3K
BFZ
761
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$144K 0.01%
+10,288
New +$142K
IIM icon
762
Invesco Value Municipal Income Trust
IIM
$591M
$144K 0.01%
10,605
-1,395
-12% -$18.9K
MAV
763
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$144K 0.01%
+10,700
New +$143K
MQY icon
764
BlackRock MuniYield Quality Fund
MQY
$812M
$144K 0.01%
10,300
-300
-3% -$4.17K
MUC icon
765
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$144K 0.01%
10,604
-1,296
-11% -$17.3K
MUA icon
766
BlackRock MuniAssets Fund
MUA
$518M
$144K 0.01%
12,119
+919
+8% +$10.9K
VCV icon
767
Invesco California Value Municipal Income Trust
VCV
$518M
$144K 0.01%
12,800
-200
-2% -$2.22K
VKQ icon
768
Invesco Municipal Trust
VKQ
$541M
$144K 0.01%
12,300
-1,200
-9% -$13.9K
MCA
769
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$144K 0.01%
+10,400
New +$142K
NQU
770
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$144K 0.01%
11,400
-1,700
-13% -$21.3K
NPT
771
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$144K 0.01%
12,100
-1,300
-10% -$15.3K
NMA
772
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$144K 0.01%
11,500
-1,400
-11% -$17.4K
MMU
773
Western Asset Managed Municipals Fund
MMU
$551M
$143K 0.01%
11,600
+500
+5% +$6.05K
NAD icon
774
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$143K 0.01%
11,000
-500
-4% -$6.43K
NVG icon
775
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$143K 0.01%
11,300
-900
-7% -$11.2K
29 30
31
32 33

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Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.