We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
726
Duff & Phelps Utility and Infrastructure Fund
DPG
$532M
– –
-34,506
Closed -$658K
DPZ icon
727
Domino's
DPZ
$11.6B
– –
-9,540
Closed -$665K
DRH icon
728
Diamondrock Hospitality Co
DRH
$2.67B
– –
-13,287
Closed -$153K
DSL
729
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-33,000
Closed -$696K
EA icon
730
Electronic Arts
EA
$52.4B
– –
-11,152
Closed -$255K
EAT icon
731
Brinker International
EAT
$8.5B
– –
-26,121
Closed -$1.21M
EDF
732
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
– –
-59,446
Closed -$1.09M
EEFT icon
733
Euronet Worldwide
EEFT
$3.15B
– –
-4,476
Closed -$214K
EEM icon
734
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-10,000
Closed -$418K
EFR
735
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-74,591
Closed -$1.12M
EFT
736
Eaton Vance Floating-Rate Income Trust
EFT
$284M
– –
-46,440
Closed -$709K
EHI
737
Western Asset Global High Income Fund
EHI
$175M
– –
-32,708
Closed -$400K
ELME
738
Elme Communities
ELME
$142M
– –
-26,479
Closed -$619K
EMD
739
Western Asset Emerging Markets Debt Fund
EMD
$613M
– –
-41,142
Closed -$708K
ENSG icon
740
The Ensign Group
ENSG
$10.7B
– –
-97,472
Closed -$1.1M
EOD
741
Allspring Global Dividend Opportunity Fund
EOD
$275M
– –
-110,728
Closed -$803K
EOG icon
742
EOG Resources
EOG
$74.4B
– –
-7,132
Closed -$599K
EPAC icon
743
Enerpac Tool Group
EPAC
$1.9B
– –
-6,695
Closed -$245K
EPC icon
744
Edgewell Personal Care
EPC
$1.3B
– –
-9,733
Closed -$781K
ERC
745
Allspring Multi-Sector Income Fund
ERC
$253M
– –
-33,583
Closed -$472K
ESS icon
746
Essex Property Trust
ESS
$18.9B
– –
-7,907
Closed -$1.14M
ETG
747
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
– –
-13,181
Closed -$223K
ETN icon
748
Eaton
ETN
$150B
– –
-4,090
Closed -$311K
ETO
749
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$494M
– –
-10,247
Closed -$251K
ETW
750
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-11,297
Closed -$137K
28 29
30
31 32

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.