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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-2.26%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.89B
AUM Growth
+$100M
Cap. Flow
+$31M
Cap. Flow %
1.07%
Top 10 Hldgs %
40.4%
Holding
971
New
256
Increased
180
Reduced
151
Closed
270

Top Buys

Rank Stock Value
1
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$10.8M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$9.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$9.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.08M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$7.81M

Top Sells

Rank Stock Value
1
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.9M
2
DG icon
Dollar General
DG
+$7.36M
3
DLTR icon
Dollar Tree
DLTR
+$6.52M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.43M
5
F icon
Ford
F
+$6.07M

Sector Composition

Rank Sector Weight
1 Financials 0.87%
2 Healthcare 0.64%
3 Industrials 0.5%
4 Consumer Discretionary 0.48%
5 Utilities 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
PUT
Pfizer
PFE
$143B
$8.63M 0.3%
260,100
+43,500
+20% +$1.54M
BAC icon
52
PUT
Bank of America
BAC
$429B
$8.43M 0.29%
308,000
-16,700
-5% -$494K
DIA icon
53
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$8.24M 0.29%
+24,600
New +$8.53M
NKE icon
54
PUT
Nike
NKE
$64.1B
$7.77M 0.27%
81,300
+68,500
+535% +$7.05M
XME icon
55
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
$7.74M 0.27%
147,400
-16,700
-10% -$865K
EWZ icon
56
CALL
iShares MSCI Brazil ETF
EWZ
$8.98B
$7.73M 0.27%
252,187
+78,487
+45% +$2.49M
AEP icon
57
PUT
American Electric Power
AEP
$70.4B
$7.7M 0.27%
102,300
+82,700
+422% +$6.73M
AEP icon
58
CALL
American Electric Power
AEP
$70.4B
$7.61M 0.26%
101,200
+97,700
+2,791% +$7.95M
RIOT icon
59
PUT
Riot Platforms
RIOT
$6.9B
$7.58M 0.26%
+812,000
New +$11.2M
XLY icon
60
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$7.44M 0.26%
+92,398
New +$7.81M
EFA icon
61
CALL
iShares MSCI EAFE ETF
EFA
$76.4B
$7.32M 0.25%
106,200
+68,400
+181% +$4.9M
KHC icon
62
PUT
Kraft Heinz
KHC
$32.8B
$7.04M 0.24%
+209,400
New +$7.23M
NOC icon
63
CALL
Northrop Grumman
NOC
$76B
$7M 0.24%
15,900
+12,000
+308% +$5.27M
HSY icon
64
CALL
Hershey
HSY
$37.3B
$6.94M 0.24%
34,700
+25,600
+281% +$5.73M
DIS icon
65
PUT
Walt Disney
DIS
$171B
$6.92M 0.24%
85,400
+42,300
+98% +$3.61M
KHC icon
66
CALL
Kraft Heinz
KHC
$32.8B
$6.91M 0.24%
+205,400
New +$7.1M
AMD icon
67
CALL
Advanced Micro Devices
AMD
$700B
$6.87M 0.24%
66,800
+63,500
+1,924% +$6.89M
XLV icon
68
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$6.68M 0.23%
51,900
+18,900
+57% +$2.51M
IWM icon
69
iShares Russell 2000 ETF
IWM
$79.1B
$6.61M 0.23%
37,414
+28,104
+302% +$5.28M
A icon
70
PUT
Agilent Technologies
A
$39.6B
$6.53M 0.23%
58,400
+45,000
+336% +$5.39M
LVS icon
71
PUT
Las Vegas Sands
LVS
$32.2B
$6.53M 0.23%
142,400
+33,500
+31% +$1.81M
DIS icon
72
CALL
Walt Disney
DIS
$171B
$6.5M 0.22%
80,200
+35,200
+78% +$3.01M
AMD icon
73
PUT
Advanced Micro Devices
AMD
$700B
$6.48M 0.22%
63,000
+58,100
+1,186% +$6.31M
NKE icon
74
CALL
Nike
NKE
$64.1B
$6.44M 0.22%
67,400
+55,700
+476% +$5.73M
HPQ icon
75
CALL
HP
HPQ
$26B
$6.42M 0.22%
+250,000
New +$7.67M
1 2
3
4 5

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Paloma Partners's Q3 2023 Portfolio in Review

As of Q3 2023, Paloma Partners held 971 positions worth $2.89B, up 3.6% from $2.79B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Paloma Partners's Q3 2023 filing shows 256 new, 180 increased, 151 reduced and 270 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 92,398 shares worth $7.44M. The largest sale was State Street Industrial Select Sector SPDR ETF, an estimated $7.9M.

By sector, the portfolio is most concentrated in Financials at 0.87% of assets, up from 0.73% a quarter earlier, followed by Healthcare and Industrials.

  • Paloma Partners's largest Q3 2023 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 92,398 shares worth $7.44M.
  • Paloma Partners added most to State Street SPDR S&P Oil & Gas Exploration & Production ETF in Q3 2023, an estimated $10.8M increase.
  • Paloma Partners's biggest Q3 2023 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $7.9M.
  • Paloma Partners fully exited Dollar General in Q3 2023, selling an estimated $7.36M.
  • Paloma Partners's ten largest holdings make up 40% of its $2.89B portfolio in Q3 2023.
  • Paloma Partners opened 256 new positions and closed 270 in Q3 2023.
  • Paloma Partners's portfolio value rose 3.6% quarter-over-quarter to $2.89B.

Based on Paloma Partners's 13F filing for Q3 2023, filed 14 Nov 2023.