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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEAC
51
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$15.7M 0.22%
1,599,899
-100
-0% -$979
IBB icon
52
PUT
iShares Biotechnology ETF
IBB
$9.31B
$15.6M 0.21%
+140,100
New +$15M
XRT icon
53
State Street SPDR S&P Retail ETF
XRT
$365M
$15.4M 0.21%
+368,909
New +$14.8M
MSFT icon
54
PUT
Microsoft
MSFT
$2.84T
$15.1M 0.21%
203,000
+66,800
+49% +$4.88M
SLB icon
55
PUT
SLB Ltd
SLB
$77.8B
$15.1M 0.21%
216,400
+135,500
+167% +$8.96M
MPC icon
56
Marathon Petroleum
MPC
$90.3B
$15.1M 0.21%
268,806
-102,632
-28% -$5.5M
GM icon
57
CALL
General Motors
GM
$74.7B
$14.9M 0.2%
368,300
+4,900
+1% +$179K
TFC icon
58
PUT
Truist Financial
TFC
$63.2B
$14.8M 0.2%
315,300
+195,300
+163% +$8.98M
USO icon
59
PUT
United States Oil Fund
USO
$2.45B
$14.8M 0.2%
176,913
-1,166,837
-87% -$91.9M
XLV icon
60
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$14.7M 0.2%
179,500
+113,400
+172% +$9.11M
CVX icon
61
PUT
Chevron
CVX
$388B
$14.3M 0.2%
121,400
+51,400
+73% +$5.61M
MS icon
62
PUT
Morgan Stanley
MS
$337B
$14.2M 0.2%
294,900
+176,000
+148% +$8.16M
ROCC
63
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$14.2M 0.19%
354,325
+211,346
+148% +$8.12M
BA icon
64
Boeing
BA
$165B
$13.6M 0.19%
53,302
+8,202
+18% +$1.91M
NKE icon
65
Nike
NKE
$61.9B
$13.5M 0.19%
260,176
+151,579
+140% +$8.51M
AMZN icon
66
PUT
Amazon
AMZN
$2.5T
$13.5M 0.19%
280,000
+138,000
+97% +$6.78M
PBA icon
67
Pembina Pipeline
PBA
$29.9B
$13.4M 0.18%
+382,191
New +$12.7M
HYG icon
68
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$13.3M 0.18%
150,000
-383,700
-72% -$33.9M
GM icon
69
PUT
General Motors
GM
$74.7B
$13.2M 0.18%
327,700
-47,400
-13% -$1.73M
PNC icon
70
CALL
PNC Financial Services
PNC
$100B
$13M 0.18%
96,100
+76,800
+398% +$9.86M
EA icon
71
Electronic Arts
EA
$52.4B
$12.9M 0.18%
109,360
-8,594
-7% -$995K
HAL icon
72
PUT
Halliburton
HAL
$27.9B
$12.9M 0.18%
280,200
+245,200
+701% +$10.3M
AAPL icon
73
Apple
AAPL
$4.89T
$12.9M 0.18%
334,448
-629,992
-65% -$24.4M
ULTA icon
74
PUT
Ulta Beauty
ULTA
$20.4B
$12.8M 0.18%
56,500
-31,000
-35% -$7.46M
CMI icon
75
PUT
Cummins
CMI
$91.7B
$12.7M 0.17%
+75,300
New +$12.2M
1 2
3
4 5

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.