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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
51
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$21.1M 0.21%
207,150
-371,619
-64% -$44.6M
SLB icon
52
CALL
SLB Ltd
SLB
$77.8B
$20M 0.2%
+238,600
New +$19.6M
CVX icon
53
PUT
Chevron
CVX
$388B
$19.8M 0.19%
168,000
+72,900
+77% +$7.94M
NVDA icon
54
NVIDIA
NVDA
$5.01T
$18.8M 0.18%
+7,035,160
New +$14.7M
BKNG icon
55
Booking.com
BKNG
$138B
$18.7M 0.18%
318,900
+290,700
+1,031% +$17.4M
NXPI icon
56
CALL
NXP Semiconductors
NXPI
$68B
$18.3M 0.18%
187,000
-336,800
-64% -$33.5M
CMI icon
57
CALL
Cummins
CMI
$91.7B
$18.2M 0.18%
133,300
-41,100
-24% -$5.5M
MCD icon
58
McDonald's
MCD
$188B
$17.8M 0.17%
145,920
+70,212
+93% +$8.23M
ROST icon
59
Ross Stores
ROST
$76.6B
$17.1M 0.17%
+261,012
New +$17.1M
CSCO icon
60
PUT
Cisco
CSCO
$450B
$17M 0.17%
562,200
+394,200
+235% +$12M
CMI icon
61
PUT
Cummins
CMI
$91.7B
$16.9M 0.17%
123,900
-91,600
-43% -$12.3M
AMGN icon
62
Amgen
AMGN
$203B
$16.9M 0.17%
115,557
+61,534
+114% +$9.26M
LSXMK
63
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$16.9M 0.17%
654,018
+57,864
+10% +$1.5M
COF icon
64
Capital One
COF
$124B
$16.7M 0.16%
191,500
+175,786
+1,119% +$14.2M
AIG icon
65
American International
AIG
$41.9B
$16.4M 0.16%
251,577
+179,433
+249% +$11.3M
AMGN icon
66
PUT
Amgen
AMGN
$203B
$16M 0.16%
109,200
-146,900
-57% -$22.1M
SLB icon
67
PUT
SLB Ltd
SLB
$77.8B
$15.9M 0.16%
+189,900
New +$15.6M
WMT icon
68
CALL
Walmart Inc
WMT
$871B
$15.7M 0.15%
680,100
+608,100
+845% +$14.2M
XLE icon
69
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$15.6M 0.15%
413,938
+141,310
+52% +$5.11M
CVX icon
70
CALL
Chevron
CVX
$388B
$15.6M 0.15%
132,400
+68,500
+107% +$7.46M
XLV icon
71
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$15.4M 0.15%
223,700
+43,000
+24% +$2.99M
GLD icon
72
PUT
SPDR Gold Trust
GLD
$131B
$15.3M 0.15%
140,000
+51,100
+57% +$5.93M
CSCO icon
73
CALL
Cisco
CSCO
$450B
$15.2M 0.15%
504,400
+424,400
+531% +$12.9M
SLV icon
74
CALL
iShares Silver Trust
SLV
$28.1B
$15.1M 0.15%
1,000,000
+800,600
+402% +$13M
XLK icon
75
PUT
State Street Technology Select Sector SPDR ETF
XLK
$115B
$14.8M 0.14%
611,200
+374,400
+158% +$8.94M
1 2
3
4 5

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.