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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
51
Illinois Tool Works
ITW
$81.4B
$9.13M 0.42%
108,177
+78,944
+270% +$6.83M
MA icon
52
Mastercard
MA
$477B
$8.51M 0.39%
115,131
-97,642
-46% -$7.44M
XLV icon
53
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$8.35M 0.38%
+130,692
New +$8.18M
GD icon
54
General Dynamics
GD
$105B
$8.17M 0.38%
64,305
+62,134
+2,862% +$7.54M
JPM icon
55
JPMorgan Chase
JPM
$939B
$7.77M 0.36%
128,955
+105,555
+451% +$6.17M
TFCFA
56
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$7.75M 0.36%
226,090
+80,213
+55% +$2.77M
ROC
57
DELISTED
ROCKWOOD HLDGS INC
ROC
$7.72M 0.35%
101,000
+95,300
+1,672% +$7.62M
ILMN icon
58
Illumina
ILMN
$29.4B
$7.55M 0.35%
+47,373
New +$7.92M
POM
59
DELISTED
PEPCO HOLDINGS, INC.
POM
$7.38M 0.34%
275,750
+200,385
+266% +$5.46M
HCBK
60
DELISTED
HUDSON CITY BANCORP INC
HCBK
$7.29M 0.33%
750,000
+688,500
+1,120% +$6.77M
ALXN
61
DELISTED
Alexion Pharmaceuticals
ALXN
$7.29M 0.33%
43,954
+10,851
+33% +$1.78M
AEO icon
62
CALL
American Eagle Outfitters
AEO
$2.85B
$7.26M 0.33%
500,000
-500,000
-50% -$6.15M
TRLA
63
DELISTED
TRULIA INC (DEL)
TRLA
$7.09M 0.33%
+145,000
New +$7.77M
CZR
64
DELISTED
Caesars Entertainment Corporation
CZR
$6.92M 0.32%
+550,000
New +$8.02M
XLE icon
65
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$6.8M 0.31%
+150,000
New +$7.27M
RAX
66
CALL
DELISTED
Rackspace Hosting Inc
RAX
$6.51M 0.3%
200,000
+100,000
+100% +$3.32M
MDT icon
67
Medtronic
MDT
$107B
$6.44M 0.3%
+103,984
New +$6.61M
VIAB
68
DELISTED
Viacom Inc. Class B
VIAB
$6.42M 0.29%
83,407
+53,015
+174% +$4.36M
GM icon
69
CALL
General Motors
GM
$74.7B
$6.39M 0.29%
200,000
+180,000
+900% +$6.27M
KND
70
DELISTED
Kindred Healthcare
KND
$6.34M 0.29%
326,873
+300,561
+1,142% +$6.55M
EXPR
71
CALL
DELISTED
Express, Inc.
EXPR
$6.24M 0.29%
+20,000
New +$6.37M
AXP icon
72
American Express
AXP
$223B
$6.22M 0.29%
71,088
+9,625
+16% +$867K
UNP icon
73
Union Pacific
UNP
$183B
$6.2M 0.28%
57,201
+13,005
+29% +$1.35M
KR icon
74
Kroger
KR
$34.8B
$6.19M 0.28%
238,110
+228,412
+2,355% +$5.77M
CEF icon
75
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$6.16M 0.28%
500,000
-25,824
-5% -$355K
1 2
3
4 5

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.