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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
701
Garmin
GRMN
$48.9B
$293K 0.01%
+5,618
New +$312K
NBIX icon
702
Neurocrine Biosciences
NBIX
$18.4B
$293K 0.01%
+18,690
New +$279K
ASPS icon
703
Altisource Portfolio Solutions
ASPS
$58.1M
$291K 0.01%
+361
New +$294K
TSLA icon
704
PUT
Tesla
TSLA
$1.21T
$291K 0.01%
+18,000
New +$297K
CNH
705
CNH Industrial
CNH
$14.2B
$291K 0.01%
+42,094
New +$322K
PNW icon
706
Pinnacle West Capital
PNW
$12.8B
$290K 0.01%
+5,300
New +$295K
BGC icon
707
BGC Group
BGC
$5.73B
$289K 0.01%
+60,311
New +$295K
JRJC
708
DELISTED
China Finance Online Co., Ltd.
JRJC
$289K 0.01%
+4,210
New +$266K
ACAD icon
709
Acadia Pharmaceuticals
ACAD
$4.45B
$288K 0.01%
11,650
-12,679
-52% -$297K
WIN
710
DELISTED
Windstream Holdings Inc
WIN
$287K 0.01%
3,398
-22,135
-87% -$1.9M
P
711
DELISTED
Pandora Media Inc
P
$286K 0.01%
+11,829
New +$314K
INVX
712
Innovex International
INVX
$1.79B
$285K 0.01%
+3,186
New +$318K
NATI
713
DELISTED
National Instruments Corp
NATI
$284K 0.01%
+9,187
New +$297K
ULTI
714
DELISTED
Ultimate Software Group Inc
ULTI
$283K 0.01%
+2,000
New +$280K
PNY
715
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$283K 0.01%
+8,448
New +$303K
GEN icon
716
Gen Digital
GEN
$16.6B
$282K 0.01%
+11,995
New +$286K
GWPH
717
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$281K 0.01%
+3,480
New +$308K
RKT
718
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$281K 0.01%
+5,900
New +$293K
ICPT
719
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$280K 0.01%
1,183
-13,021
-92% -$3.32M
WWD icon
720
Woodward
WWD
$24.5B
$279K 0.01%
5,860
-7,389
-56% -$374K
AOS icon
721
A.O. Smith
AOS
$8.82B
$275K 0.01%
+11,600
New +$282K
EXPR
722
DELISTED
Express, Inc.
EXPR
$275K 0.01%
880
-14,120
-94% -$4.5M
NTGR icon
723
NETGEAR
NTGR
$663M
$274K 0.01%
+8,775
New +$290K
OGS icon
724
ONE Gas
OGS
$5.06B
$274K 0.01%
+7,991
New +$292K
ROL icon
725
Rollins
ROL
$18.8B
$274K 0.01%
+31,536
New +$276K
27 28
29
30 31

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.