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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSN icon
701
Allison Transmission
ALSN
$9.84B
$225K 0.01%
+9,000
New +$213K
DKS icon
702
Dick's Sporting Goods
DKS
$18.9B
$225K 0.01%
4,210
-7,323
-63% -$369K
CHTR icon
703
Charter Communications
CHTR
$16.6B
$224K 0.01%
1,663
-13,801
-89% -$1.75M
AD
704
Array Digital Infrastructure
AD
$3.03B
$223K 0.01%
+4,900
New +$204K
WEN icon
705
Wendy's
WEN
$1.46B
$219K 0.01%
25,732
-11,983
-32% -$89.8K
DNY
706
DELISTED
DONNELLEY R R & SONS CO
DNY
$215K 0.01%
13,608
-1,021
-7% -$16.1K
CASY icon
707
Casey's General Stores
CASY
$32.6B
$213K 0.01%
2,900
-1,214
-30% -$82.4K
AN icon
708
AutoNation
AN
$7.67B
$212K 0.01%
+4,065
New +$196K
DVAX
709
DELISTED
Dynavax Technologies
DVAX
$211K 0.01%
+17,551
New +$221K
HLIT icon
710
Harmonic Inc
HLIT
$1.17B
$211K 0.01%
27,400
+12,648
+86% +$93.6K
PANW icon
711
Palo Alto Networks
PANW
$257B
$211K 0.01%
27,570
-1,830
-6% -$14.4K
CSOD
712
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$210K 0.01%
+4,091
New +$202K
GNCMA
713
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$210K 0.01%
22,100
+8,165
+59% +$75K
TW
714
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$210K 0.01%
+1,964
New +$173K
BCC icon
715
Boise Cascade
BCC
$2.73B
$208K 0.01%
7,700
-400
-5% -$10.2K
APOL
716
DELISTED
Apollo Education Group Inc Class A
APOL
$208K 0.01%
+9,986
New +$193K
RSYS
717
DELISTED
Radisys Corp
RSYS
$207K 0.01%
+64,500
New +$258K
HOG icon
718
Harley-Davidson
HOG
$2.6B
$206K 0.01%
3,203
-14,229
-82% -$842K
SPB icon
719
Spectrum Brands
SPB
$2.02B
$204K 0.01%
3,100
-3,661
-54% -$224K
SWI
720
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$204K 0.01%
+5,831
New +$228K
SWKS icon
721
Skyworks Solutions
SWKS
$9.22B
$203K 0.01%
+8,176
New +$199K
GM.WS.C
722
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$201K 0.01%
+50,000
New +$199K
RVBD
723
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$199K 0.01%
+13,668
New +$219K
BAS
724
DELISTED
Basis Energy Services, Inc.
BAS
$194K 0.01%
+27
New +$195K
TQNT
725
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$193K 0.01%
23,700
+3,794
+19% +$29K
27 28
29
30 31

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.