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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
676
PUT
Union Pacific
UNP
$178B
$1.56M 0.02%
16,000
-20,000
-56% -$1.87M
UGI icon
677
UGI
UGI
$7.91B
$1.56M 0.02%
34,458
-27,964
-45% -$1.28M
KSU
678
DELISTED
Kansas City Southern
KSU
$1.56M 0.02%
16,709
+5,875
+54% +$556K
CRUS icon
679
Cirrus Logic
CRUS
$6.87B
$1.56M 0.02%
+29,311
New +$1.41M
LPT
680
DELISTED
Liberty Property Trust
LPT
$1.55M 0.02%
38,529
+4,436
+13% +$179K
XLK icon
681
CALL
State Street Technology Select Sector SPDR ETF
XLK
$114B
$1.55M 0.02%
65,000
-369,800
-85% -$8.59M
RDS.A
682
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.55M 0.02%
30,884
-23,615
-43% -$1.21M
JBLU icon
683
JetBlue
JBLU
$2.02B
$1.54M 0.02%
89,546
-10,747
-11% -$184K
SAFM
684
DELISTED
Sanderson Farms Inc
SAFM
$1.54M 0.02%
16,013
+8,299
+108% +$760K
TPR icon
685
Tapestry
TPR
$29.8B
$1.54M 0.02%
42,140
+19,019
+82% +$754K
MIC
686
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.53M 0.02%
18,432
-5,663
-24% -$449K
CFCOU
687
DELISTED
CF Corporation
CFCOU
$1.53M 0.02%
150,000
– –
EOG icon
688
PUT
EOG Resources
EOG
$74.7B
$1.53M 0.02%
15,800
-15,700
-50% -$1.38M
CTSH icon
689
CALL
Cognizant
CTSH
$22.3B
$1.53M 0.02%
32,000
+8,000
+33% +$455K
CTSH icon
690
PUT
Cognizant
CTSH
$22.3B
$1.53M 0.02%
32,000
+8,000
+33% +$455K
EPC icon
691
Edgewell Personal Care
EPC
$1.28B
$1.52M 0.02%
19,179
-3,133
-14% -$253K
WOLF icon
692
Wolfspeed
WOLF
$1.24B
$1.52M 0.02%
59,146
-37,721
-39% -$975K
LM
693
DELISTED
Legg Mason, Inc.
LM
$1.52M 0.02%
45,353
-58,474
-56% -$1.95M
TPH
694
DELISTED
Tri Pointe Homes
TPH
$1.51M 0.02%
114,942
+20,706
+22% +$274K
CAA
695
DELISTED
CalAtlantic Group, Inc.
CAA
$1.51M 0.02%
45,313
-112,143
-71% -$4.11M
REG icon
696
Regency Centers
REG
$15.1B
$1.51M 0.02%
19,537
+5,505
+39% +$445K
INTC icon
697
Intel
INTC
$462B
$1.51M 0.02%
40,040
-16,328
-29% -$578K
KSS icon
698
Kohl's
KSS
$2.1B
$1.51M 0.02%
34,550
+18,721
+118% +$784K
TFC icon
699
CALL
Truist Financial
TFC
$63.7B
$1.51M 0.02%
40,000
+11,200
+39% +$417K
TER icon
700
Teradyne
TER
$52.4B
$1.51M 0.02%
69,906
-42,215
-38% -$871K
26 27
28
29 30

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.