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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTO
676
John Hancock Financial Opportunities Fund
BTO
$823M
– –
-21,091
Closed -$497K
BWG
677
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
– –
-13,584
Closed -$229K
BYD icon
678
Boyd Gaming
BYD
$6.78B
– –
-35,863
Closed -$404K
BBBY
679
Bed Bath & Beyond
BBBY
$503M
– –
-27,845
Closed -$644K
CAG icon
680
Conagra Brands
CAG
$7.38B
– –
-12,628
Closed -$331K
CAKE icon
681
Cheesecake Factory
CAKE
$4.42B
– –
-17,473
Closed -$844K
CAT icon
682
Caterpillar
CAT
$387B
– –
-161,013
Closed -$14.6M
CB icon
683
Chubb
CB
$141B
– –
-121,349
Closed -$12.6M
CBOE icon
684
Cboe Global Markets
CBOE
$31.1B
– –
-8,912
Closed -$463K
CBZ icon
685
CBIZ
CBZ
$2.51B
– –
-11,642
Closed -$106K
CCI icon
686
Crown Castle
CCI
$33.1B
– –
-22,527
Closed -$1.65M
CCOI icon
687
Cogent Communications
CCOI
$649M
– –
-11,356
Closed -$459K
CDE icon
688
Coeur Mining
CDE
$15.4B
– –
-28,334
Closed -$307K
CE icon
689
Celanese
CE
$4.77B
– –
-6,602
Closed -$365K
CFR icon
690
Cullen/Frost Bankers
CFR
$10.5B
– –
-101,448
Closed -$7.55M
CHE icon
691
Chemed
CHE
$6.87B
– –
-21,002
Closed -$1.61M
CHH icon
692
Choice Hotels
CHH
$5.22B
– –
-22,616
Closed -$1.11M
CHTR icon
693
Charter Communications
CHTR
$16.7B
– –
-2,696
Closed -$368K
CIVI
694
DELISTED
Civitas Resources
CIVI
– –
-62
Closed -$298K
CLB icon
695
Core Laboratories
CLB
$493M
– –
-3,621
Closed -$691K
CLF icon
696
Cleveland-Cliffs
CLF
$6.84B
– –
-201,741
Closed -$5.29M
CLH icon
697
Clean Harbors
CLH
$16B
– –
-6,961
Closed -$417K
CLW icon
698
Clearwater Paper
CLW
$282M
– –
-9,235
Closed -$485K
CM icon
699
Canadian Imperial Bank of Commerce
CM
$109B
– –
-69,579
Closed -$2.91M
CMA
700
DELISTED
Comerica
CMA
– –
-16,403
Closed -$779K
26 27
28
29 30

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.