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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
676
M&T Bank
MTB
$36.5B
$253K 0.01%
2,265
-15,085
-87% -$1.75M
DWA
677
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$253K 0.01%
+8,904
New +$243K
BKU icon
678
Bankunited
BKU
$3.35B
$252K 0.01%
+8,064
New +$240K
EDU icon
679
New Oriental
EDU
$9.07B
$249K 0.01%
+10,000
New +$228K
MSCC
680
DELISTED
Microsemi Corp
MSCC
$248K 0.01%
+10,243
New +$257K
RES icon
681
RPC Inc
RES
$1.14B
$247K 0.01%
+15,915
New +$233K
MTW icon
682
Manitowoc
MTW
$502M
$246K 0.01%
+13,886
New +$252K
RGC
683
DELISTED
Regal Entertainment Group
RGC
$246K 0.01%
12,964
-8,341
-39% -$156K
AMG icon
684
Affiliated Managers Group
AMG
$9.61B
$244K 0.01%
+1,335
New +$237K
RGA icon
685
Reinsurance Group of America
RGA
$15.7B
$243K 0.01%
3,624
-2,527
-41% -$171K
JJSF icon
686
J&J Snack Foods
JJSF
$1.5B
$242K 0.01%
+3,000
New +$239K
SYA
687
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$241K 0.01%
+13,500
New +$241K
DRIV
688
DELISTED
DIGITAL RIVER INC.
DRIV
$241K 0.01%
+13,500
New +$244K
DXJ icon
689
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$240K 0.01%
+5,000
New +$235K
COLB icon
690
Columbia Banking Systems
COLB
$8.78B
$235K 0.01%
+9,500
New +$233K
SLGN icon
691
Silgan Holdings
SLGN
$4.44B
$235K 0.01%
+10,000
New +$240K
JNPR
692
DELISTED
Juniper Networks
JNPR
$233K 0.01%
11,723
+833
+8% +$17.2K
SXC icon
693
SunCoke Energy
SXC
$760M
$233K 0.01%
+13,700
New +$218K
FRAN
694
DELISTED
Francesca's Holdings Corporation
FRAN
$233K 0.01%
+1,042
New +$299K
RIGL icon
695
Rigel Pharmaceuticals
RIGL
$702M
$232K 0.01%
+6,492
New +$237K
RIC
696
DELISTED
Richmont Mines Inc.
RIC
$232K 0.01%
+162,400
New +$250K
NCMI icon
697
National CineMedia
NCMI
$371M
$228K 0.01%
+1,210
New +$220K
CBRL icon
698
Cracker Barrel
CBRL
$1.23B
$227K 0.01%
+2,200
New +$220K
TTEC icon
699
TTEC Holdings
TTEC
$118M
$226K 0.01%
+9,000
New +$223K
TUMI
700
DELISTED
TUMI HLDGS INC COM
TUMI
$226K 0.01%
11,233
+2,733
+32% +$61.9K
26 27
28
29 30

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.