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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AROW icon
651
Arrow Financial
AROW
$664M
– –
-18,251
Closed -$368K
ASB icon
652
Associated Banc-Corp
ASB
$5.86B
– –
-94,769
Closed -$1.65M
ASPS icon
653
Altisource Portfolio Solutions
ASPS
$58.1M
– –
-2,250
Closed -$2.85M
CVSA
654
Covista Inc
CVSA
$4.3B
– –
-6,715
Closed -$238K
AVB icon
655
AvalonBay Communities
AVB
$27.2B
– –
-7,546
Closed -$892K
AVY icon
656
Avery Dennison
AVY
$12.9B
– –
-37,734
Closed -$1.89M
AWR icon
657
American States Water
AWR
$3.45B
– –
-9,878
Closed -$284K
AXP icon
658
American Express
AXP
$227B
– –
-31,207
Closed -$2.83M
AXS icon
659
AXIS Capital
AXS
$8.79B
– –
-19,806
Closed -$942K
BAC icon
660
Bank of America
BAC
$439B
– –
-115,459
Closed -$1.8M
BB icon
661
BlackBerry
BB
$4.74B
– –
-100,716
Closed -$749K
BDC icon
662
Belden
BDC
$4.09B
– –
-5,116
Closed -$360K
BEN icon
663
Franklin Resources
BEN
$17.3B
– –
-13,394
Closed -$773K
BG icon
664
Bunge Global
BG
$22.8B
– –
-9,968
Closed -$818K
BGS icon
665
B&G Foods
BGS
$297M
– –
-32,433
Closed -$1.1M
BGT icon
666
BlackRock Floating Rate Income Trust
BGT
$322M
– –
-33,915
Closed -$473K
BIIB icon
667
Biogen
BIIB
$30.4B
– –
-28,062
Closed -$7.85M
BIO icon
668
Bio-Rad Laboratories Class A
BIO
$8.86B
– –
-6,259
Closed -$773K
BKT icon
669
BlackRock Income Trust
BKT
$332M
– –
-11,007
Closed -$214K
BLMN icon
670
Bloomin' Brands
BLMN
$736M
– –
-13,879
Closed -$333K
BMO icon
671
Bank of Montreal
BMO
$127B
– –
-45,480
Closed -$3.03M
BMY icon
672
Bristol-Myers Squibb
BMY
$130B
– –
-90,260
Closed -$4.8M
BOH icon
673
Bank of Hawaii
BOH
$3.17B
– –
-14,849
Closed -$878K
BRK.A icon
674
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-23
Closed -$4.09M
BRO icon
675
Brown & Brown
BRO
$25B
– –
-410,482
Closed -$6.44M
25 26
27
28 29

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.