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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
BorgWarner
BWA
$13B
| $393K | 0.02% |
7,994
-11,972
| -60% | -$554K |
|
652
Red Robin
RRGB
$139M
| $393K | 0.02% |
+5,348
| New | +$405K |
|
|
TCF
653
DELISTED
TCF Financial Corporation
TCF
| $393K | 0.02% |
24,188
-1,056
| -4% | -$16.3K |
|
654
Oceaneering
OII
$4.78B
| $391K | 0.02% |
+4,958
| New | +$403K |
|
655
T. Rowe Price
TROW
$26.1B
| $391K | 0.02% |
4,666
-14,334
| -75% | -$1.12M |
|
|
NTK
656
DELISTED
NORTEK INC COM NEW (DE)
NTK
| $391K | 0.02% |
+5,235
| New | +$373K |
|
657
Packaging Corp of America
PKG
$22.6B
| $389K | 0.02% |
+6,159
| New | +$374K |
|
|
PEO
658
Adams Natural Resources Fund
PEO
$726M
| $388K | 0.02% |
+14,715
| New | +$388K |
|
|
PHT
659
DELISTED
Pioneer High Income Fund
PHT
| $386K | 0.02% |
+22,641
| New | +$387K |
|
|
BBG
660
DELISTED
Bill Barrett Corp
BBG
| $385K | 0.02% |
+14,364
| New | +$391K |
|
661
Monolithic Power Systems
MPWR
$63B
| $384K | 0.02% |
+11,088
| New | +$354K |
|
|
MIC
662
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $384K | 0.02% |
7,059
-109,054
| -94% | -$5.92M |
|
|
ESND
663
DELISTED
Essendant Inc.
ESND
| $383K | 0.02% |
+8,349
| New | +$367K |
|
664
Autodesk
ADSK
$50.1B
| $382K | 0.02% |
+7,587
| New | +$332K |
|
665
IAMGOLD
IAG
$8.24B
| $382K | 0.02% |
114,794
-960,006
| -89% | -$4.16M |
|
666
Yum! Brands
YUM
$41.4B
| $382K | 0.02% |
7,029
-15,128
| -68% | -$778K |
|
667
Allison Transmission
ALSN
$10B
| $380K | 0.02% |
13,785
+4,785
| +53% | +$124K |
|
668
Patterson-UTI
PTEN
$3.48B
| $380K | 0.02% |
+15,035
| New | +$360K |
|
669
NewMarket
NEU
$7.2B
| $379K | 0.02% |
+1,134
| New | +$357K |
|
|
AUY
670
DELISTED
Yamana Gold, Inc.
AUY
| $378K | 0.02% |
+43,873
| New | +$405K |
|
|
COLE
671
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $378K | 0.02% |
+26,905
| New | +$367K |
|
672
ACI Worldwide
ACIW
$6.1B
| $377K | 0.02% |
+17,388
| New | +$345K |
|
|
WBC
673
DELISTED
WABCO HOLDINGS INC.
WBC
| $377K | 0.02% |
+4,043
| New | +$355K |
|
|
PFL
674
PIMCO Income Strategy Fund
PFL
$383M
| $373K | 0.02% |
+33,008
| New | +$381K |
|
|
HIO
675
Western Asset High Income Opportunity Fund
HIO
$334M
| $372K | 0.02% |
+62,735
| New | +$376K |
|
Similar funds
PWMG
NIEF
HIM
MCA
OA
MC
CTAF
MWAM
Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.