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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
626
KLA
KLAC
$266B
$2.33M 0.03%
+220,000
New +$2.1M
RNG icon
627
RingCentral
RNG
$4.5B
$2.33M 0.03%
+55,817
New +$2.14M
GIS icon
628
PUT
General Mills
GIS
$19.5B
$2.33M 0.03%
45,000
+30,000
+200% +$1.64M
XLNX
629
DELISTED
Xilinx Inc
XLNX
$2.32M 0.03%
32,803
+28,769
+713% +$1.88M
FNSR
630
DELISTED
Finisar Corp
FNSR
$2.32M 0.03%
104,631
-4,583
-4% -$112K
AGN
631
PUT
DELISTED
Allergan plc
AGN
$2.32M 0.03%
11,300
-49,200
-81% -$11.4M
LEN icon
632
Lennar Class A
LEN
$20.5B
$2.31M 0.03%
45,919
+943
+2% +$47K
KNX icon
633
Knight Transportation
KNX
$11.5B
$2.28M 0.03%
+54,874
New +$2.08M
OIS icon
634
Oil States International
OIS
$512M
$2.27M 0.03%
89,647
+23,747
+36% +$584K
BBBY
635
DELISTED
Bed Bath & Beyond Inc
BBBY
$2.27M 0.03%
96,605
-40,277
-29% -$1.13M
AWK icon
636
CALL
American Water Works
AWK
$26.3B
$2.27M 0.03%
+28,000
New +$2.27M
AWK icon
637
PUT
American Water Works
AWK
$26.3B
$2.27M 0.03%
+28,000
New +$2.27M
CTXS
638
DELISTED
Citrix Systems Inc
CTXS
$2.26M 0.03%
29,426
+14,421
+96% +$1.12M
GILD icon
639
Gilead Sciences
GILD
$162B
$2.26M 0.03%
27,895
-5,205
-16% -$398K
TIF
640
CALL
DELISTED
Tiffany & Co.
TIF
$2.25M 0.03%
24,500
– –
TIF
641
PUT
DELISTED
Tiffany & Co.
TIF
$2.25M 0.03%
24,500
-1,000
-4% -$91.6K
KMI icon
642
PUT
Kinder Morgan
KMI
$70.6B
$2.25M 0.03%
117,100
+68,400
+140% +$1.33M
SWKS icon
643
Skyworks Solutions
SWKS
$9.54B
$2.24M 0.03%
22,019
-2,294
-9% -$238K
JBHT icon
644
JB Hunt Transport Services
JBHT
$26.4B
$2.24M 0.03%
20,181
+14,838
+278% +$1.44M
MRK icon
645
CALL
Merck
MRK
$323B
$2.24M 0.03%
36,680
– –
MRK icon
646
PUT
Merck
MRK
$323B
$2.24M 0.03%
36,680
– –
NWL icon
647
PUT
Newell Brands
NWL
$2.2B
$2.24M 0.03%
52,500
+30,500
+139% +$1.49M
MO icon
648
PUT
Altria Group
MO
$122B
$2.24M 0.03%
+35,300
New +$2.35M
WFC icon
649
PUT
Wells Fargo
WFC
$264B
$2.23M 0.03%
40,500
-10,600
-21% -$563K
DKS icon
650
Dick's Sporting Goods
DKS
$18.4B
$2.23M 0.03%
82,596
+54,566
+195% +$1.74M
24 25
26
27 28

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NIEF
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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.