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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
(-14%)
Cap. Flow
-$1.7B
Cap. Flow
% of AUM
-23.39%
Top 10 Holdings %
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALR
Alere Inc
ALR
|
+$36.1M |
| 2 |
PRXL
Parexel International Corp
PRXL
|
+$24.3M |
| 3 |
State Street SPDR S&P Retail ETF
XRT
|
+$14.8M |
| 4 |
EQT Corp
EQT
|
+$13.7M |
| 5 |
Pembina Pipeline
PBA
|
+$12.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$59M |
| 2 |
iShares Biotechnology ETF
IBB
|
+$41M |
| 3 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$30.5M |
| 4 |
Apple
AAPL
|
+$24.4M |
| 5 |
Thomson Reuters
TRI
|
+$20.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.49% |
| 2 | Industrials | 4.34% |
| 3 | Technology | 3.92% |
| 4 | Consumer Discretionary | 3.71% |
| 5 | Healthcare | 3.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BNY
601
Bank of New York Mellon
BNY
$107B
| $2.45M | 0.03% |
46,251
-36,549
| -44% | -$1.92M |
|
602
CALL
Cardinal Health
CAH
$53.9B
| $2.44M | 0.03% |
+36,500
| New | +$2.58M |
|
|
APC
603
CALL
DELISTED
Anadarko Petroleum
APC
| $2.44M | 0.03% |
+50,000
| New | +$2.21M |
|
604
CALL
United Airlines
UAL
$38.7B
| $2.44M | 0.03% |
+40,000
| New | +$2.66M |
|
605
PUT
J.M. Smucker
SJM
$12.8B
| $2.43M | 0.03% |
23,200
+5,800
| +33% | +$663K |
|
606
CALL
Ralph Lauren
RL
$22.6B
| $2.43M | 0.03% |
+27,500
| New | +$2.27M |
|
607
Incyte
INCY
$23.8B
| $2.42M | 0.03% |
+20,728
| New | +$2.62M |
|
608
CALL
Intercontinental Exchange
ICE
$83.6B
| $2.4M | 0.03% |
35,000
+4,800
| +16% | +$316K |
|
|
609
PUT
Intercontinental Exchange
ICE
$83.6B
| $2.4M | 0.03% |
35,000
+4,800
| +16% | +$316K |
|
610
Microsoft
MSFT
$2.9T
| $2.4M | 0.03% |
32,270
-15,564
| -33% | -$1.14M |
|
611
TC Energy
TRP
$71.3B
| $2.4M | 0.03% |
48,538
+44,144
| +1,005% | +$2.22M |
|
612
PUT
iShares MSCI EAFE ETF
EFA
$76.5B
| $2.4M | 0.03% |
35,000
-233,200
| -87% | -$15.6M |
|
613
Ventas
VTR
$48.7B
| $2.4M | 0.03% |
36,802
+12,148
| +49% | +$819K |
|
|
OPTU
614
Optimum Communications Inc
OPTU
$309M
| $2.4M | 0.03% |
+87,679
| New | +$2.67M |
|
615
PUT
iShares Silver Trust
SLV
$28.3B
| $2.39M | 0.03% |
152,000
+12,000
| +9% | +$191K |
|
616
Cigna
CI
$77.2B
| $2.39M | 0.03% |
12,796
+126
| +1% | +$22.4K |
|
617
CALL
International Paper
IP
$22.3B
| $2.39M | 0.03% |
44,352
| – | – |
|
|
618
PUT
International Paper
IP
$22.3B
| $2.39M | 0.03% |
44,352
| – | – |
|
619
Honeywell
HON
$76.9B
| $2.38M | 0.03% |
18,608
-67,010
| -78% | -$8.31M |
|
620
Alibaba
BABA
$273B
| $2.38M | 0.03% |
13,788
+9,820
| +247% | +$1.59M |
|
|
FSACU
621
DELISTED
Federal Street Acquisition Corp. Unit
FSACU
| $2.37M | 0.03% |
+230,072
| New | +$2.34M |
|
622
Capri Holdings
CPRI
$1.82B
| $2.35M | 0.03% |
49,117
-92,549
| -65% | -$3.76M |
|
623
Murphy USA
MUSA
$11.4B
| $2.35M | 0.03% |
34,070
+5,704
| +20% | +$397K |
|
|
624
J.M. Smucker
SJM
$12.8B
| $2.35M | 0.03% |
22,380
-33,208
| -60% | -$3.79M |
|
625
PUT
Target
TGT
$63.4B
| $2.34M | 0.03% |
39,700
-10,900
| -22% | -$610K |
|
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Paloma Partners's Q3 2017 Portfolio in Review
As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.
Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.
- Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
- Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
- Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
- Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
- Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
- Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
- Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.
Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.