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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
601
Armour Residential REIT
ARR
$2.04B
$86K 0.01%
+523
New +$87.7K
VVTV
602
DELISTED
VALUEVISION MEDIA INC
VVTV
$85K 0.01%
+17,409
New +$103K
CXE
603
DELISTED
MFS High Income Municipal Trust
CXE
$83K 0.01%
+17,535
New +$82K
EVRI
604
DELISTED
Everi Holdings
EVRI
$83K 0.01%
+12,170
New +$104K
PIM
605
Franklin Master Intermediate Income Trust
PIM
$149M
$79K 0.01%
+15,251
New +$77.3K
BPZ
606
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$78K 0.01%
24,638
-5,152
-17% -$12K
GSS
607
DELISTED
Golden Star Resources Ltd.
GSS
$71K ﹤0.01%
23,517
+15,873
+208% +$52.9K
EQU
608
DELISTED
EQUAL ENERGY LTD COM
EQU
$69K ﹤0.01%
15,000
-85,000
-85% -$442K
MMT
609
Aberdeen Multi-Market Income Fund
MMT
$238M
$68K ﹤0.01%
+10,362
New +$67.1K
DNN icon
610
Denison Mines
DNN
$2.49B
$64K ﹤0.01%
+43,335
New +$61K
MIN
611
Aberdeen Intermediate Income Fund
MIN
$273M
$64K ﹤0.01%
+12,359
New +$65K
FAX
612
abrdn Asia-Pacific Income Fund
FAX
$595M
$61K ﹤0.01%
+1,671
New +$59.6K
HIO
613
Western Asset High Income Opportunity Fund
HIO
$334M
$61K ﹤0.01%
10,161
-52,574
-84% -$315K
ALO
614
DELISTED
Alio Gold Inc
ALO
$61K ﹤0.01%
4,867
+2,740
+129% +$37.6K
RBY
615
DELISTED
RUBICON MENERALS CORP (F)
RBY
$61K ﹤0.01%
57,240
-466,548
-89% -$576K
BRW
616
Saba Capital Income & Opportunities Fund
BRW
$336M
$60K ﹤0.01%
5,152
-88,923
-95% -$1.04M
VVR icon
617
Invesco Senior Income Trust
VVR
$454M
$60K ﹤0.01%
11,953
-294,380
-96% -$1.49M
BAA
618
DELISTED
Banro Corporation Common Stock
BAA
$60K ﹤0.01%
12,454
+8,735
+235% +$51.2K
PPT
619
Franklin Premier Income Trust
PPT
$323M
$57K ﹤0.01%
+10,242
New +$56K
C.WS.B
620
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$45K ﹤0.01%
1,000,000
– –
UEC icon
621
Uranium Energy
UEC
$4.67B
$40K ﹤0.01%
+30,376
New +$52.5K
GCVRZ
622
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$32K ﹤0.01%
100,000
– –
LEAP
623
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$25K ﹤0.01%
10,000
-10,000
-50% -$175K
KMI.WS
624
DELISTED
Kinder Morgan Inc
KMI.WS
$18K ﹤0.01%
10,000
– –
AAL icon
625
American Airlines Group
AAL
$10.2B
– –
-89,037
Closed -$2.25M
23 24
25
26 27

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.