We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIF
576
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$489K 0.02%
+23,476
New +$499K
GDV icon
577
Gabelli Dividend & Income Trust
GDV
$2.61B
$488K 0.02%
+23,222
New +$463K
CLW icon
578
Clearwater Paper
CLW
$339M
$485K 0.02%
+9,235
New +$473K
OIS icon
579
Oil States International
OIS
$479M
$484K 0.02%
+8,321
New +$499K
ELX
580
DELISTED
EMULEX CORP
ELX
$484K 0.02%
67,665
+57,665
+577% +$428K
WRLD icon
581
World Acceptance Corp
WRLD
$886M
$483K 0.02%
5,519
+2,219
+67% +$207K
RBY
582
DELISTED
RUBICON MENERALS CORP (F)
RBY
$483K 0.02%
523,788
+512,104
+4,383% +$564K
CPWR
583
DELISTED
COMPUWARE CORP
CPWR
$483K 0.02%
+44,881
New +$469K
LZB icon
584
La-Z-Boy
LZB
$1.63B
$482K 0.02%
15,568
+103
+0.7% +$2.66K
HPF
585
John Hancock Preferred Income Fund II
HPF
$341M
$479K 0.02%
+26,745
New +$492K
BGT icon
586
BlackRock Floating Rate Income Trust
BGT
$322M
$473K 0.02%
+33,915
New +$476K
ERC
587
Allspring Multi-Sector Income Fund
ERC
$254M
$472K 0.02%
+33,583
New +$475K
MCR
588
DELISTED
MFS Charter Income Trust
MCR
$472K 0.02%
+52,119
New +$467K
MWW
589
DELISTED
Monster Worldwide Inc
MWW
$472K 0.02%
+66,244
New +$346K
RHP icon
590
Ryman Hospitality Properties
RHP
$8.62B
$471K 0.02%
+11,267
New +$444K
BGC
591
DELISTED
General Cable Corporation
BGC
$471K 0.02%
16,029
-3,888
-20% -$118K
GFI icon
592
Gold Fields
GFI
$28.6B
$470K 0.02%
146,932
-563,425
-79% -$2.3M
EMC
593
DELISTED
EMC CORPORATION
EMC
$468K 0.02%
18,575
-64,660
-78% -$1.57M
YOKU
594
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$467K 0.02%
+15,400
New +$442K
IPG
595
DELISTED
Interpublic Group of Companies
IPG
$464K 0.02%
26,231
-8,162
-24% -$137K
CBOE icon
596
Cboe Global Markets
CBOE
$31.4B
$463K 0.02%
8,912
+396
+5% +$20K
OC icon
597
Owens Corning
OC
$11B
$461K 0.02%
11,311
-40,886
-78% -$1.55M
AGI icon
598
Alamos Gold
AGI
$11.9B
$459K 0.02%
+37,833
New +$512K
CCOI icon
599
Cogent Communications
CCOI
$599M
$459K 0.02%
+11,356
New +$413K
THC icon
600
Tenet Healthcare
THC
$22.4B
$459K 0.02%
+10,884
New +$474K
22 23
24
25 26

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.