We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
576
Avient
AVNT
$3.41B
$340K 0.01%
+11,100
New +$314K
TDC icon
577
Teradata
TDC
$2.75B
$339K 0.01%
6,106
-7,473
-55% -$439K
WBMD
578
DELISTED
WebMD Health Corp.
WBMD
$337K 0.01%
11,800
-25,274
-68% -$789K
ROSE
579
DELISTED
ROSETTA RESOURCES INC
ROSE
$337K 0.01%
+6,200
New +$293K
DO
580
DELISTED
Diamond Offshore Drilling
DO
$337K 0.01%
+5,400
New +$361K
MRVL icon
581
Marvell Technology
MRVL
$157B
$332K 0.01%
28,847
+11,117
+63% +$137K
SEE
582
DELISTED
Sealed Air
SEE
$332K 0.01%
12,200
-7,700
-39% -$218K
EA icon
583
Electronic Arts
EA
$52.4B
$330K 0.01%
12,921
+3,666
+40% +$95.2K
KMX icon
584
CarMax
KMX
$8.36B
$328K 0.01%
6,769
-3,831
-36% -$187K
PIR
585
DELISTED
Pier 1 Imports, Inc.
PIR
$328K 0.01%
840
+246
+41% +$111K
WTRG icon
586
Essential Utilities
WTRG
$11.5B
$326K 0.01%
+13,177
New +$336K
CVI icon
587
CVR Energy
CVI
$3.39B
$323K 0.01%
8,400
-34,245
-80% -$1.5M
GPOR
588
DELISTED
Gulfport Energy Corp.
GPOR
$320K 0.01%
4,957
-193,573
-98% -$10.8M
FIS icon
589
Fidelity National Information Services
FIS
$23.2B
$318K 0.01%
6,848
+292
+4% +$13.2K
UAA icon
590
CALL
Under Armour
UAA
$3.04B
$318K 0.01%
+16,114
New +$282K
VHS
591
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$315K 0.01%
15,000
-10,001
-40% -$209K
BRO icon
592
Brown & Brown
BRO
$25B
$314K 0.01%
+19,556
New +$319K
ICON
593
DELISTED
Iconix Brand Group, Inc.
ICON
$312K 0.01%
940
+243
+35% +$79.6K
SMTC icon
594
Semtech
SMTC
$10.4B
$311K 0.01%
+10,356
New +$326K
JACK icon
595
Jack in the Box
JACK
$308M
$309K 0.01%
+7,736
New +$312K
PCL
596
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$309K 0.01%
6,600
-7,488
-53% -$351K
CNW
597
DELISTED
CON-WAY INC.
CNW
$309K 0.01%
+7,166
New +$303K
SCI icon
598
Service Corp International
SCI
$11.7B
$308K 0.01%
+16,509
New +$307K
WDC icon
599
Western Digital
WDC
$160B
$307K 0.01%
6,399
-4,562
-42% -$225K
WY icon
600
Weyerhaeuser
WY
$17.7B
$306K 0.01%
10,700
-6,000
-36% -$170K
22 23
24
25 26

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.