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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URS
551
DELISTED
URS CORP
URS
$210K 0.01%
+4,453
New +$216K
DGX icon
552
Quest Diagnostics
DGX
$26B
$209K 0.01%
3,600
-38,254
-91% -$2.05M
GTN icon
553
Gray Television
GTN
$430M
$209K 0.01%
+20,152
New +$229K
IRM icon
554
Iron Mountain
IRM
$37.4B
$209K 0.01%
+8,189
New +$209K
AWAY
555
DELISTED
HOMEAWAY INC COM
AWAY
$209K 0.01%
+5,553
New +$234K
CNO icon
556
CNO Financial Group
CNO
$5B
$207K 0.01%
+11,438
New +$206K
SLV icon
557
iShares Silver Trust
SLV
$27.6B
$206K 0.01%
+10,808
New +$213K
PKG icon
558
Packaging Corp of America
PKG
$22.6B
$205K 0.01%
2,911
-3,248
-53% -$222K
IOSP icon
559
Innospec
IOSP
$2.12B
$202K 0.01%
+4,458
New +$196K
AVP
560
DELISTED
Avon Products, Inc.
AVP
$201K 0.01%
+13,700
New +$211K
SA
561
Seabridge Gold
SA
$2.69B
$198K 0.01%
+28,013
New +$237K
RIOM
562
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
$198K 0.01%
101,453
-194,845
-66% -$408K
RVBD
563
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$197K 0.01%
10,001
-18,495
-65% -$369K
FAZ icon
564
CALL
Direxion Daily Financial Bear 3x ETF
FAZ
$82M
$195K 0.01%
+6
New +$205K
PAAS icon
565
Pan American Silver
PAAS
$18.2B
$191K 0.01%
14,850
-31,313
-68% -$419K
SNV
566
DELISTED
Synovus
SNV
$191K 0.01%
8,047
-4,020
-33% -$97.7K
SPLS
567
DELISTED
Staples Inc
SPLS
$191K 0.01%
16,800
-8,558
-34% -$112K
AT
568
DELISTED
Atlantic Power Corporation
AT
$187K 0.01%
+64,665
New +$185K
GNW icon
569
Genworth Financial
GNW
$3.85B
$184K 0.01%
10,400
-75,828
-88% -$1.22M
FOE
570
DELISTED
Ferro Corporation
FOE
$180K 0.01%
13,168
-5,790
-31% -$76.8K
AVNR
571
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$178K 0.01%
+48,533
New +$185K
MWA icon
572
Mueller Water Products
MWA
$4.05B
$174K 0.01%
+18,293
New +$168K
RBBN icon
573
Ribbon Communications
RBBN
$361M
$173K 0.01%
10,259
+8,248
+410% +$137K
IAG icon
574
IAMGOLD
IAG
$8.24B
$171K 0.01%
48,601
-66,193
-58% -$250K
TC
575
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$167K 0.01%
+76,680
New +$194K
21 22
23
24 25

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MCA
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.