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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Ball Corp
BALL
$17.8B
| $535K | 0.03% |
20,718
-17,282
| -45% | -$422K |
|
|
EQU
552
DELISTED
EQUAL ENERGY LTD COM
EQU
| $535K | 0.03% |
+100,000
| New | +$492K |
|
553
Vornado Realty Trust
VNO
$7.54B
| $534K | 0.03% |
+8,223
| New | +$532K |
|
|
TMHC
554
DELISTED
Taylor Morrison
TMHC
| $529K | 0.03% |
+23,534
| New | +$507K |
|
555
Webster Financial
WBS
$12.5B
| $529K | 0.03% |
+16,954
| New | +$482K |
|
|
XL
556
DELISTED
XL Group Ltd.
XL
| $527K | 0.03% |
16,579
-36,425
| -69% | -$1.13M |
|
|
DGI
557
DELISTED
DigitalGlobe Inc.
DGI
| $526K | 0.03% |
12,792
-15,306
| -54% | -$551K |
|
558
America's Car Mart
CRMT
$27.1M
| $525K | 0.03% |
+12,430
| New | +$537K |
|
559
SBA Communications
SBAC
$18.6B
| $519K | 0.03% |
+5,775
| New | +$496K |
|
560
Tapestry
TPR
$30.5B
| $515K | 0.03% |
9,186
+851
| +10% | +$46K |
|
|
RVBD
561
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
| $515K | 0.03% |
28,496
+14,828
| +108% | +$240K |
|
|
TTF
562
DELISTED
Thai Fund
TTF
| $514K | 0.03% |
+28,315
| New | +$567K |
|
563
Worthington Enterprises
WOR
$2.82B
| $507K | 0.03% |
+19,561
| New | +$486K |
|
564
Westwood Holdings Group
WHG
$187M
| $501K | 0.03% |
+8,091
| New | +$441K |
|
565
Northern Trust
NTRS
$22.2B
| $499K | 0.02% |
8,075
-15,922
| -66% | -$912K |
|
|
CLGX
566
DELISTED
Corelogic, Inc.
CLGX
| $498K | 0.02% |
+14,023
| New | +$456K |
|
|
BTO
567
John Hancock Financial Opportunities Fund
BTO
$823M
| $497K | 0.02% |
+21,091
| New | +$471K |
|
568
M/I Homes
MHO
$3.89B
| $497K | 0.02% |
19,534
+2,920
| +18% | +$61.7K |
|
|
CELG
569
DELISTED
Celgene Corp
CELG
| $497K | 0.02% |
5,890
-48,740
| -89% | -$3.86M |
|
570
Alkermes
ALKS
$8.47B
| $496K | 0.02% |
+12,177
| New | +$450K |
|
|
DNR
571
DELISTED
Denbury Resources, Inc.
DNR
| $495K | 0.02% |
+30,126
| New | +$532K |
|
|
RIOM
572
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
| $494K | 0.02% |
+296,298
| New | +$478K |
|
573
Forrester Research
FORR
$200M
| $492K | 0.02% |
+12,839
| New | +$490K |
|
|
ACAS
574
DELISTED
American Capital Ltd
ACAS
| $491K | 0.02% |
+31,400
| New | +$455K |
|
|
CPE
575
DELISTED
Callon Petroleum Company
CPE
| $490K | 0.02% |
7,500
+2,000
| +36% | +$128K |
|
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Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.