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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
526
NetApp
NTAP
$34.2B
$386K 0.02%
+9,050
New +$376K
NKE icon
527
Nike
NKE
$63.9B
$383K 0.02%
10,558
-36,028
-77% -$1.18M
BMI icon
528
Badger Meter
BMI
$3.9B
$381K 0.02%
+16,400
New +$386K
DVA icon
529
DaVita
DVA
$15.4B
$381K 0.02%
6,700
-9,316
-58% -$534K
FCX icon
530
Freeport-McMoran
FCX
$88.6B
$380K 0.02%
+11,470
New +$351K
UPBD icon
531
Upbound Group
UPBD
$1.26B
$380K 0.02%
9,990
+3,805
+62% +$147K
BA icon
532
Boeing
BA
$175B
$378K 0.01%
3,213
-4,541
-59% -$489K
AES icon
533
AES
AES
$10.6B
$372K 0.01%
28,000
-11,800
-30% -$151K
CTSH icon
534
Cognizant
CTSH
$23.8B
$369K 0.01%
8,984
-3,826
-30% -$142K
TECH icon
535
Bio-Techne
TECH
$11.2B
$368K 0.01%
18,420
+6,244
+51% +$118K
ARIA
536
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$368K 0.01%
+20,000
New +$388K
REXX
537
DELISTED
Rex Energy Corporation
REXX
$368K 0.01%
+1,650
New +$333K
EBAY icon
538
eBay
EBAY
$52.1B
$367K 0.01%
15,615
-7,905
-34% -$177K
WAT icon
539
Waters Corp
WAT
$37.7B
$367K 0.01%
3,458
-1,608
-32% -$165K
PCP
540
DELISTED
PRECISION CASTPARTS CORP
PCP
$367K 0.01%
+1,614
New +$364K
KMT icon
541
Kennametal
KMT
$2.71B
$366K 0.01%
+8,019
New +$348K
SLG icon
542
SL Green Realty
SLG
$3.77B
$366K 0.01%
+4,251
New +$371K
TGNA
543
DELISTED
TEGNA Inc
TGNA
$365K 0.01%
26,028
+9,619
+59% +$129K
KR icon
544
Kroger
KR
$36.3B
$364K 0.01%
18,006
-63,556
-78% -$1.22M
PH icon
545
Parker-Hannifin
PH
$125B
$364K 0.01%
3,347
-3,985
-54% -$410K
MHFI
546
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$364K 0.01%
5,542
-5,552
-50% -$336K
RDC
547
DELISTED
Rowan Companies Plc
RDC
$363K 0.01%
9,900
-4,800
-33% -$172K
NDAQ icon
548
Nasdaq
NDAQ
$53.6B
$360K 0.01%
33,651
-85,218
-72% -$911K
OI icon
549
O-I Glass
OI
$1.39B
$360K 0.01%
12,000
-13,233
-52% -$393K
SYNT
550
DELISTED
Syntel Inc
SYNT
$360K 0.01%
9,000
+2,410
+37% +$87.6K
20 21
22
23 24

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MCA
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.