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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
501
PUT
Seagate
STX
$196B
$2.92M 0.04%
+87,900
New +$2.99M
STI
502
CALL
DELISTED
SunTrust Banks, Inc.
STI
$2.9M 0.04%
+48,600
New +$2.75M
PPL
503
CALL
PPL Corp
PPL
$27.1B
$2.9M 0.04%
76,300
+41,300
+118% +$1.6M
PPL
504
PUT
PPL Corp
PPL
$27.1B
$2.9M 0.04%
76,300
+41,300
+118% +$1.6M
GOOG icon
505
Alphabet (Google) Class C
GOOG
$4.01T
$2.89M 0.04%
60,300
+21,640
+56% +$1.01M
STT icon
506
State Street
STT
$51.2B
$2.89M 0.04%
30,253
-11,206
-27% -$1.04M
FE icon
507
FirstEnergy
FE
$28.7B
$2.88M 0.04%
+93,599
New +$2.95M
CBOE icon
508
Cboe Global Markets
CBOE
$29.1B
$2.88M 0.04%
26,766
+17,163
+179% +$1.69M
WOR icon
509
Worthington Enterprises
WOR
$2.79B
$2.88M 0.04%
101,555
-24,640
-20% -$767K
AVGO icon
510
Broadcom
AVGO
$1.85T
$2.87M 0.04%
118,360
+90,120
+319% +$2.23M
BNY
511
PUT
Bank of New York Mellon
BNY
$108B
$2.86M 0.04%
54,000
+11,000
+26% +$577K
PHM icon
512
PUT
Pultegroup
PHM
$25B
$2.86M 0.04%
+104,600
New +$2.65M
CELG
513
CALL
DELISTED
Celgene Corp
CELG
$2.86M 0.04%
19,600
-59,500
-75% -$8.1M
CELG
514
PUT
DELISTED
Celgene Corp
CELG
$2.86M 0.04%
19,600
-46,200
-70% -$6.29M
STI
515
PUT
DELISTED
SunTrust Banks, Inc.
STI
$2.85M 0.04%
+47,700
New +$2.7M
CAR icon
516
Avis
CAR
$5.64B
$2.85M 0.04%
+74,900
New +$2.52M
TJX icon
517
CALL
TJX Companies
TJX
$172B
$2.85M 0.04%
77,200
+21,200
+38% +$755K
MRVL icon
518
Marvell Technology
MRVL
$179B
$2.84M 0.04%
158,718
+51,615
+48% +$859K
DFS
519
PUT
DELISTED
Discover Financial Services
DFS
$2.83M 0.04%
+43,900
New +$2.66M
CVX icon
520
Chevron
CVX
$380B
$2.82M 0.04%
23,999
-48,624
-67% -$5.31M
MZTI
521
The Marzetti Company
MZTI
$2.99B
$2.82M 0.04%
23,480
+7,257
+45% +$875K
MFC icon
522
Manulife Financial
MFC
$73.1B
$2.82M 0.04%
+138,976
New +$2.76M
DAL icon
523
CALL
Delta Air Lines
DAL
$57.4B
$2.82M 0.04%
58,400
+5,900
+11% +$294K
BDX icon
524
Becton Dickinson
BDX
$43.5B
$2.81M 0.04%
14,727
+12,846
+683% +$2.49M
DRI icon
525
CALL
Darden Restaurants
DRI
$23.1B
$2.81M 0.04%
35,700
– –
19 20
21
22 23

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.