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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCG
501
DELISTED
Wellcare Health Plans, Inc.
WCG
$2.18M 0.03%
18,580
-98,288
-84% -$11M
NI icon
502
NiSource
NI
$22B
$2.17M 0.03%
90,071
+14,637
+19% +$366K
AVT icon
503
Avnet
AVT
$7.25B
$2.17M 0.03%
52,759
+39,503
+298% +$1.61M
AFL icon
504
Aflac
AFL
$64.4B
$2.16M 0.03%
60,188
+25,676
+74% +$935K
MCHP icon
505
CALL
Microchip Technology
MCHP
$42.3B
$2.15M 0.03%
69,200
+32,000
+86% +$930K
MCHP icon
506
PUT
Microchip Technology
MCHP
$42.3B
$2.15M 0.03%
69,200
+32,000
+86% +$930K
SPG icon
507
Simon Property Group
SPG
$75.1B
$2.14M 0.03%
+10,334
New +$2.24M
ALXN
508
DELISTED
Alexion Pharmaceuticals
ALXN
$2.14M 0.03%
17,430
+3,761
+28% +$484K
CSL icon
509
Carlisle Companies
CSL
$13.8B
$2.13M 0.03%
20,806
+6,797
+49% +$709K
CERN
510
DELISTED
Cerner Corp
CERN
$2.13M 0.03%
+34,526
New +$2.18M
BHC icon
511
CALL
Bausch Health
BHC
$1.67B
$2.12M 0.03%
86,400
– –
RMD icon
512
ResMed
RMD
$29.5B
$2.12M 0.03%
+32,739
New +$2.18M
HII icon
513
Huntington Ingalls Industries
HII
$11.4B
$2.12M 0.03%
13,816
+5,327
+63% +$884K
VLO icon
514
PUT
Valero Energy
VLO
$90.5B
$2.12M 0.03%
40,000
+24,000
+150% +$1.28M
CMG icon
515
CALL
Chipotle Mexican Grill
CMG
$42.6B
$2.12M 0.03%
250,000
– –
CMG icon
516
PUT
Chipotle Mexican Grill
CMG
$42.6B
$2.12M 0.03%
250,000
– –
DOX icon
517
Amdocs
DOX
$5.64B
$2.12M 0.03%
36,585
-5,552
-13% -$327K
MMM icon
518
CALL
3M
MMM
$91.9B
$2.12M 0.03%
14,352
-5,262
-27% -$786K
MMM icon
519
PUT
3M
MMM
$91.9B
$2.12M 0.03%
14,352
-5,262
-27% -$786K
KBR icon
520
KBR
KBR
$4.67B
$2.11M 0.03%
139,693
+19,332
+16% +$284K
EBAY icon
521
PUT
eBay
EBAY
$50.3B
$2.11M 0.03%
64,000
+900
+1% +$27.2K
LDOS icon
522
Leidos
LDOS
$14.5B
$2.1M 0.03%
48,617
+5,683
+13% +$258K
BIDU icon
523
Baidu
BIDU
$35.8B
$2.1M 0.03%
11,542
+4,655
+68% +$805K
CHTR icon
524
Charter Communications
CHTR
$15.7B
$2.1M 0.03%
7,774
-16,171
-68% -$4.08M
BMRN icon
525
BioMarin Pharmaceuticals
BMRN
$11.6B
$2.09M 0.03%
22,595
+1,771
+9% +$167K
19 20
21
22 23

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NIEF
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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.