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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBI icon
501
Designer Brands
DBI
$322M
$432K 0.02%
10,126
+2,032
+25% +$82.1K
TER icon
502
Teradyne
TER
$50.2B
$431K 0.02%
26,042
-1,458
-5% -$24.2K
INTU icon
503
Intuit
INTU
$85.6B
$429K 0.02%
6,464
-6,557
-50% -$423K
PPO
504
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$424K 0.02%
10,357
+4,115
+66% +$175K
WU icon
505
Western Union
WU
$2.58B
$422K 0.02%
22,599
-51,472
-69% -$925K
TSS
506
DELISTED
Total System Services, Inc.
TSS
$422K 0.02%
14,338
-6,462
-31% -$178K
WLL
507
DELISTED
Whiting Petroleum Corporation
WLL
$420K 0.02%
+23
New +$356K
SHO icon
508
Sunstone Hotel Investors
SHO
$2.19B
$417K 0.02%
+32,705
New +$418K
AMTD
509
DELISTED
TD Ameritrade Holding Corp
AMTD
$417K 0.02%
+15,932
New +$423K
BCR
510
DELISTED
CR Bard Inc.
BCR
$415K 0.02%
3,600
-2,658
-42% -$305K
ARG
511
DELISTED
Airgas Inc
ARG
$410K 0.02%
3,859
-5,366
-58% -$551K
BF.B icon
512
Brown-Forman Class B
BF.B
$13.3B
$409K 0.02%
18,750
-15,700
-46% -$354K
SN
513
DELISTED
Sanchez Energy Corporation
SN
$409K 0.02%
+15,500
New +$368K
BKW
514
DELISTED
BURGER KING WORLDWIDE
BKW
$409K 0.02%
20,954
+8,694
+71% +$171K
PMCS
515
DELISTED
P M C SIERRA INC
PMCS
$405K 0.02%
+61,200
New +$401K
WWD icon
516
Woodward
WWD
$24.5B
$404K 0.02%
9,889
+4,115
+71% +$169K
KDP icon
517
Keurig Dr Pepper
KDP
$42.3B
$403K 0.02%
9,000
-5,734
-39% -$264K
LRCX icon
518
Lam Research
LRCX
$337B
$402K 0.02%
78,560
+1,440
+2% +$7.04K
UNM icon
519
Unum
UNM
$14B
$402K 0.02%
+13,200
New +$405K
GSS
520
DELISTED
Golden Star Resources Ltd.
GSS
$400K 0.02%
199,760
-25,450
-11% -$66.7K
MAS icon
521
Masco
MAS
$16.5B
$393K 0.02%
21,040
-3,139
-13% -$55.9K
BRS
522
DELISTED
Bristow Group, Inc.
BRS
$393K 0.02%
+5,400
New +$371K
GATX icon
523
GATX Corp
GATX
$6.6B
$391K 0.02%
+8,241
New +$381K
NTP
524
DELISTED
Nam Tai Property Inc.
NTP
$389K 0.02%
+50,000
New +$373K
CBOE icon
525
Cboe Global Markets
CBOE
$31.1B
$386K 0.02%
+8,516
New +$404K
19 20
21
22 23

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.