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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
476
PUT
Tapestry
TPR
$29.8B
$3.01M 0.04%
74,700
+25,300
+51% +$1.11M
AET
477
CALL
DELISTED
Aetna Inc
AET
$3.01M 0.04%
18,900
-2,200
-10% -$344K
EXPD icon
478
CALL
Expeditors International
EXPD
$22.4B
$2.99M 0.04%
+50,000
New +$2.86M
EXPD icon
479
PUT
Expeditors International
EXPD
$22.4B
$2.99M 0.04%
+50,000
New +$2.86M
L icon
480
Loews
L
$24.4B
$2.99M 0.04%
62,459
-61,348
-50% -$2.92M
ALE
481
DELISTED
Allete
ALE
$2.99M 0.04%
38,632
-5,134
-12% -$384K
BEN icon
482
Franklin Resources
BEN
$17.3B
$2.98M 0.04%
67,054
+44,500
+197% +$1.95M
SCHW
483
Charles Schwab
SCHW
$181B
$2.98M 0.04%
+68,232
New +$2.83M
SBRA icon
484
Sabra Healthcare REIT
SBRA
$5.65B
$2.98M 0.04%
+135,941
New +$3.07M
NAVI icon
485
Navient
NAVI
$809M
$2.98M 0.04%
198,516
+134,703
+211% +$1.96M
TJX icon
486
PUT
TJX Companies
TJX
$173B
$2.98M 0.04%
80,800
+23,200
+40% +$826K
ALXN
487
DELISTED
Alexion Pharmaceuticals
ALXN
$2.98M 0.04%
+21,209
New +$2.88M
RMD icon
488
PUT
ResMed
RMD
$29.5B
$2.96M 0.04%
+38,500
New +$2.95M
ACN icon
489
CALL
Accenture
ACN
$94.3B
$2.96M 0.04%
21,900
-14,900
-40% -$1.94M
ACN icon
490
PUT
Accenture
ACN
$94.3B
$2.96M 0.04%
21,900
-47,900
-69% -$6.24M
GE icon
491
GE Aerospace
GE
$375B
$2.95M 0.04%
25,473
-4,139
-14% -$500K
NEM icon
492
CALL
Newmont
NEM
$98.5B
$2.94M 0.04%
78,500
+22,000
+39% +$799K
CME icon
493
CALL
CME Group
CME
$92.3B
$2.94M 0.04%
21,700
+3,500
+19% +$442K
CME icon
494
PUT
CME Group
CME
$92.3B
$2.94M 0.04%
21,700
+3,500
+19% +$442K
EL icon
495
CALL
Estee Lauder
EL
$30.1B
$2.94M 0.04%
+27,300
New +$2.8M
EL icon
496
PUT
Estee Lauder
EL
$30.1B
$2.94M 0.04%
+27,300
New +$2.8M
SMG icon
497
ScottsMiracle-Gro
SMG
$4.06B
$2.94M 0.04%
+30,208
New +$2.86M
MMM icon
498
PUT
3M
MMM
$91.9B
$2.94M 0.04%
16,744
-43,295
-72% -$7.5M
DUK icon
499
CALL
Duke Energy
DUK
$100B
$2.94M 0.04%
35,000
– –
DUK icon
500
PUT
Duke Energy
DUK
$100B
$2.94M 0.04%
35,000
– –
18 19
20
21 22

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.